Cboe Global Markets

Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CboeEDGX-2021-025
April 26, 2021
The Exchange proposes to amend its process for re-opening securities listed on other national securities exchanges following the resumption of trading after a halt, suspension, or pause during the Early Trading Session, Pre-Opening Session, or Post-Closing Session.
SR-CboeEDGX-2021-021
April 16, 2021
The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.

Approved and Immediately Effective Rule Changes

SR-CboeEDGX-2019-077
December 23, 2019
The Exchange proposes a rule change to modify the opening rotation triggers.
SR-CboeEDGX-2019-075
December 20, 2019
The Exchange proposes to amend Interpretation and Policy .01 of Rule 2.4 to allow the Exchange to provide annual notification to individual Members that are subject to paragraph (b) of Rule 2.4.
SR-CboeEDGX-2019-074
December 10, 2019
The Exchange proposes to amend Rule 21.5 by extending the Penny Pilot Program through June 30, 2020.
SR-CboeEDGX-2019-073
December 5, 2019
The Exchange proposes to amend Rule 5.6 to conform to the FinCEN's adoption of a final rule on Customer Due Diligence Requirements for Financial Institutions.
SR-CboeEDGX-2019-072
December 4, 2019
The Exchange proposes to amend the Maximum Composite Width Check of the opening rotation as provided in subparagraph (e)(1) of Exchange Rule 21.7.
SR-CboeEDGX-2019-070
November 19, 2019
The Exchange proposes to amend paragraph (a) of Rule 11.1 to allow the Exchange to accept Stop Orders entered between 6:00 and 7:00 a.m. Eastern Time.
SR-CboeEDGX-2019-069
November 4, 2019
The Exchange proposes to amend its fat finger check as it applies to Stop Limit orders.
SR-CboeEDGX-2019-068
November 1, 2019
The Exchange proposes to amend its Fee Schedule.
SR-CboeEDGX-2019-067
November 1, 2019
The Exchange proposes to amend the fee schedule applicable to the EDGX equities trading platform as it relates to pricing for orders routed to Cboe EDGA Exchange, Inc. using the ALLB, ROUC, ROUE, or DIRC routing strategy.
SR-CboeEDGX-2019-066
October 29, 2019
The Exchange proposes to adopt fees for a new data product on its equity options platform to be known as Open-Close Data.
SR-CboeEDGX-2019-064
October 23, 2019
The Exchange proposes to adopt Rule 21.23.
SR-CboeEDGX-2019-063
October 17, 2019
The Exchange proposes to make permanent an options market rule linked to the equity market Plan to Address Extraordinary Market Volatility.
SR-CboeEDGX-2019-062
October 17, 2019
The Exchange propose to extend the current pilot program related to Rule 11.15, Clearly Erroneous Executions, to the close of business on April 20, 2020.
SR-CboeEDGX-2019-061
October 15, 2019
The Exchange proposes to extend the pilot related to the market-wide circuit breaker in Rule 11.16.
SR-CboeEDGX-2019-060
October 1, 2019
The Exchange proposes to amend the fee schedule to institute a Derived Data API Service.
SR-CboeEDGX-2019-056
September 3, 2019
The Exchange proposes to amend its Fee Schedule.
SR-CboeEDGX-2019-054
August 21, 2019
The Exchange proposes to introduce a new data product on its equity options platform to be known as Open-Close Data.
SR-CboeEDGX-2019-053
August 22, 2019
The Exchange proposes to amend Rules 21.20 and 21.22 in connection with stock-options orders.
SR-CboeEDGX-2019-052
August 16, 2019
The Exchange proposes to amend the fee schedule applicable to Members and non-Members of the Exchange pursuant to EDGX Rules 15.1(a) and (c).
SR-CboeEDGX-2019-047 Amendment No. 1
September 9, 2019
The Exchange proposes an amendment to SR-CboeEDGX-2019-047.
SR-CboeEDGX-2019-047
July 31, 2019
The Exchange proposes to adopt a solicited order mechanism (“SAM”) on EDGX Options.
SR-CboeEDGX-2019-046
July 17, 2019
The Exchange proposes to update Rule 16.1 to include the definition of capacity, as well as amend its fee schedule to reflect this update.
SR-CboeEDGX-2019-045
July 1, 2019
The Exchange proposes to amend the Exchange’s Fee Schedule applicable to its equities trading platform to adopt a “Retail Volume Tier” for firms that execute a significant volume of liquidity providing retail order flow on EDGX.
SR-CboeEDGX-2019-044
July 1, 2019
The Exchange proposes to amend the Fee Schedule.
SR-CboeEDGX-2019-043
July 1, 2019
The Exchange proposes to update all references to “Bats Auction Mechanism” or “BAM” to “Automated Improvement Mechanism” or “AIM” in the EDGX Options Fee Schedule.
SR-CboeEDGX-2019-042
June 25, 2019
The Exchange proposes to amend the Fees Schedule to adopt an additional cross-asset volume tier.
SR-CboeEDGX-2019-041
June 24, 2019
The Exchange proposes to update its rules related to complex orders and trading halts.
SR-CboeEDGX-2019-040
June 24, 2019
The Exchange proposes to amend the trigger for its opening rotation process for equity options.
SR-CboeEDGX-2019-039
June 27, 2019
The Exchange proposes to add stock-option order functionality and complex qualified contingent cross order with stock functionality, and to make other changes to its Rules.
SR-CboeEDGX-2019-037
June 10, 2019
The Exchange proposes to amend the fat finger check with respect to limit orders in Rule 21.17.
SR-CboeEDGX-2019-036
May 31, 2019
The Exchange proposes a rule change to extend the Penny Pilot Program.
SR-CboeEDGX-2019-035
June 6, 2019
The Exchange proposes to adopt limit-on-close and market-on-close orders.
SR-CboeEDGX-2019-034
June 4, 2019
The Exchange proposes to update its Price Adjust process to allow for the process to apply to bulk messages.
SR-CboeEDGX-2019-033
May 22, 2019
The Exchange proposes to amend Rule 21.7.
SR-CboeEDGX-2019-032
May 22, 2019
The Exchange proposes to adopt complex QCC order functionality.
SR-CboeEDGX-2019-031
May 16, 2019
The Exchange proposes to allow for $1 strike prices on additional options on certain Index Fund Shares.
SR-CboeEDGX-2019-030
May 1, 2019
The Exchange proposes to amend the fee schedule.
SR-CboeEDGX-2019-028 Amendment No. 1
June 14, 2019
The Exchange proposes an amendment to SR-CboeEDGX-2019-028.
SR-CboeEDGX-2019-028
April 26, 2019
The Exchange proposes to adopt Rule 21.22.
SR-CboeEDGX-2019-027
April 26, 2019
The Exchange proposes a rule change to amend the Exchange’s opening process and add a global trading hours session for XSP options.
SR-CboeEDGX-2019-026
April 25, 2019
The Exchange proposes to amend Rule 11.11 and Rule 11.16, as well as its Fee Schedule, to delete references to the SWPB routing option.
SR-CboeEDGX-2019-025
July 31, 2019
The Exchange proposes to clarify portions of its rules under Chapter 14 (Securities Traded) related to the applicability of certain disclosure requirements.
SR-CboeEDGX-2019-024
April 17, 2019
The Exchange proposes to replace obsolete terminology.
SR-CboeEDGX-2019-023
April 12, 2019
The Exchange proposes to extend the pilot program related to EDGX Rule 11.16, Trading Halts Due to Extraordinary Market Volatility, to the close of business on October 18, 2019.
SR-CboeEDGX-2019-022
April 9, 2019
The Exchange proposes to extend the pilot for certain options market rules that are linked to the LULD Plan.
SR-CboeEDGX-2019-021
April 8, 2019
The Exchange proposes to amend Chapter 22 of the Exchange’s rulebook.
SR-CboeEDGX-2019-020
April 5, 2019
The Exchange proposes to add certain fees related to the listing and trading of options contracts on the Mini-SPX Index (“XSP”).
SR-CboeEDGX-2019-018
April 3, 2019
The Exchange proposes to modify its fee schedule.
SR-CboeEDGX-2019-017
April 2, 2019
The Exchange proposes to adopt all-or-none (“AON”) orders.
SR-CboeEDGX-2019-016
April 2, 2019
The Exchange proposes to extend the current pilot program related to Rule 11.15, Clearly Erroneous Executions, to the close of business on October 18, 2019.
SR-CboeEDGX-2019-015
March 29, 2019
The Exchange proposes to amend the fee schedule applicable to Members and non-Members of the Exchange pursuant to EDGX Rules 15.1(a) and (c).
SR-CboeEDGX-2019-014
March 25, 2019
The Exchange proposes to amend EDGX rules to clarify the handling of orders that contain both a Post Only instruction and certain other order handling instructions maintained to facilitate compliance with Rule 610(d) of Regulation NMS.
SR-CboeEDGX-2019-013
March 22, 2019
The Exchange proposes to amend Rule 21.5, Interpretation and Policy .01 to specify that replacement issues may be added to the Penny Pilot Program on a quarterly basis, without altering the expiration date of the Pilot, which is June 30, 2019.
SR-CboeEDGX-2019-012 Amendment No. 1
June 18, 2019
The Exchange proposes an amendment to SR-CboeEDGX-2019-012.
SR-CboeEDGX-2019-012
March 18, 2019
The Exchange proposes to introduce retail priority.
SR-CboeEDGX-2019-011
March 15, 2019
The Exchange proposes a rule change to separate the Exchange’s ability to apply the DPM participation entitlement and DPM small order entitlement to a class.
SR-CboeEDGX-2019-010
March 15, 2019
The Exchange proposes to modify its fee schedule.
SR-CboeEDGX-2019-008
February 21, 2019
The Exchange proposes to allow the addition of new series of options on an individual stock until the close of trading on the business day prior to expiration in unusual market conditions.
SR-CboeEDGX-2019-007
March 5, 2019
The Exchange proposes to amend the Bats Auction Mechanism.
SR-CboeEDGX-2019-005
February 12, 2019
The Exchange proposes a rule change to adopt QCC with stock order functionality.
SR-CboeEDGX-2019-004
February 1, 2019
The Exchange proposes a rule change to amend the fee schedule as it relates to pricing for the use of certain routing strategies.
SR-CboeEDGX-2019-002
January 29, 2019
The Exchange proposes a rule change to amend the fee schedule to introduce a “Cross-Asset Volume Tier.”
SR-CboeEDGX-2019-001
January 7, 2019
The Exchange proposes to amend the Exchange’s Eighth Amended and Restated Bylaws and the Fourth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.