Cboe Global Markets

Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CboeEDGX-2021-025
April 26, 2021
The Exchange proposes to amend its process for re-opening securities listed on other national securities exchanges following the resumption of trading after a halt, suspension, or pause during the Early Trading Session, Pre-Opening Session, or Post-Closing Session.
SR-CboeEDGX-2021-021
April 16, 2021
The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.

Approved and Immediately Effective Rule Changes

SR-CboeEDGX-2018-061
December 20, 2018
The Exchange proposes a rule change to extend the Penny Pilot Program.
SR-CboeEDGX-2018-060
December 13, 2018
The Exchange proposes a rule change to discontinue bulk order functionality and implement bulk message functionality (i.e. a quoting interface).
SR-CboeEDGX-2018-059
December 3, 2018
The Exchange proposes a rule change to amend the Exchange’s fee schedule applicable to its equities trading platform.
SR-CboeEDGX-2018-058
November 30, 2018
The Exchange proposes to amend its provision related to its Risk Monitor Mechanism.
SR-CboeEDGX-2018-057
November 27, 2018
The Exchange proposes a rule change relating to Primary Market Makers and Directed Market Makers.
SR-CboeEDGX-2018-056
November 23, 2018
The Exchange proposes a rule change to list up to 10 long-term options on SPY.
SR-CboeEDGX-2018-055
November 13, 2018
The Exchange proposes to modify certain Routing Fees.
SR-CboeEDGX-2018-054
November 6, 2018
The Exchange proposes to amend the Fees Schedule to correct an inadvertent marking error.
SR-CboeEDGX-2018-052
November 6, 2018
The Exchange proposes a rule change to modify the handling of market orders to sell in no-bid series.
SR-CboeEDGX-2018-051
November 5, 2018
The Exchange proposes to adopt Reserve Orders.
SR-CboeEDGX-2018-047
October 3, 2018
The Exchange proposes to adopt Fee Code “DM” for MidPoint Discretionary Orders that add liquidity in the discretionary range.
SR-CboeEDGX-2018-047
October 3, 2018
The Exchange proposes to adopt Fee Code “DM” for MidPoint Discretionary Orders that add liquidity in the discretionary range.
SR-CboeEDGX-2018-046
October 1, 2018
The Exchange proposes a rule change to amend the fee schedule to eliminate the Investor Depth Tier.
SR-CboeEDGX-2018-043 Amendment No. 2
December 14, 2018
The Exchange proposes a second amendment to SR-CboeEDGX-2018-043.
SR-CboeEDGX-2018-043 Amendment No. 1
November 21, 2018
The Exchange proposes an amendment to SR-CboeEDGX-2018-043.
SR-CboeEDGX-2018-043
October 1, 2018
The Exchange proposes a rule change to add a new Post Only complex order type.
SR-CboeEDGX-2018-042
September 28, 2018
The Exchange proposes to: (1) establish Purge Ports for equities trading and amend the Interpretations and Policies to Rule 11.10, Order Execution, to reflect the proposed Purge Ports, and (2) modify the fee schedule applicable to the Exchange’s equities platform to identify and to set fees for Purge Ports.
SR-CboeEDGX-2018-041
September 19, 2018
The Exchange proposes a rule change to adopt a new order type called the MidPoint Discretionary Order (“MDO”) and to amend the definition of the Super Aggressive instruction.
SR-CboeEDGX-2018-040
September 14, 2018
The Exchange proposes a rule change relating to the Securities Industry Essentials ("SIE") Examination.
SR-CboeEDGX-2018-039
August 24, 2018
The Exchange proposes a rule change to delete obsolete language regarding the timing of listing long-term options series.
SR-CboeEDGX-2018-038
August 24, 2018
The Exchange proposes a rule change that will permit users to submit auction responses through bulk order ports.
SR-CboeEDGX-2018-037
October 11, 2018
The Exchange proposes to permit the listing and trading of P.M.-settled series on certain broad-based index options on a pilot basis.
SR-CboeEDGX-2018-036
August 16, 2018
The Exchange proposes a rule change related to fees.
SR-CboeEDGX-2018-035-Amendment No. 3
September 25, 2018
The Exchange proposes a third amendment to SR-CboeEDGX-2018-035.
SR-CboeEDGX-2018-035-Amendment No. 1
September 18, 2018
The Exchange proposes an amendment to SR-CboeEDGX-2018-035.
SR-CboeEDGX-2018-035
August 10, 2018
The Exchange proposes a rule change to permit the listing and trading of options that overlie the Mini-SPX Index, the Russell 2000 Index, and the Dow Jones Industrial Average.
SR-CboeEDGX-2018-034
August 9, 2018
The Exchange proposes a rule chnage to modify the fee schedule applicable to the Exchange's options platform to amend the rate of its Options Regulatory Fee.
SR-CboeEDGX-2018-033
August 9, 2018
The Exchange proposes a rule change to implement changes to its fee schedule for its equity options platform to clarify how the Options Regulatory Fee is assessed and collected.
SR-CboeEDGX-2018-032
August 8, 2018
The Exchange proposes a rule change related to fees as they apply to the equity options platform.
SR-CboeEDGX-2018-025
July 11, 2018
The Exchange proposes a rule change to amend the operation of the Super Aggressive order instruction under paragraph (n)(2) of Exchange Rule 11.6.
SR-CboeEDGX-2018-024
June 29, 2018
The Exchange proposes a rule change related to fees as they apply to the equity options platform.
SR-CboeEDGX-2018-023
July 2, 2018
The Exchange proposes a rule change related to fees.
SR-CboeEDGX-2018-022
June 29, 2018
The Exchange proposes a rule change related to fees as they apply to the equity options platform.
SR-CboeEDGX-2018-021
June 26, 2018
The Exchange proposes to extend the Penny Pilot Program.
SR-CboeEDGX-2018-017
June 1, 2018
The Exchange proposes a rule change related to fees as they apply to the equity options platform.
SR-CboeEDGX-2018-016
June 1, 2018
The Exchange proposes a rule change related to fees.
SR-CboeEDGX-2018-015
May 14, 2018
The Exchange proposed a rule change to amend Rule 2.12 to add Cboe Options and C2 Options to the list of affiliated exchanges with respect to Cboe Trading’s role as an inbound router to Cboe exchanges.
SR-CboeEDGX-2018-014
May 1, 2018
The Exchange proposes a rule change related to fees.
SR-CboeEDGX-2018-013
April 2, 2018
The Exchange proposes a rule change related to fees as they apply to the equity options platform.
SR-CboeEDGX-2018-012
April 9, 2018
The Exchange proposes to modify Rule 21.9 to modify the description of two existing routing strategies and to adopt a new routing strategy.
SR-CboeEDGX-2018-011
March 29, 2018
The Exchange proposes a rule change to modify criteria for listing an option on an underlying covered security.
SR-CboeEDGX-2018-010
April 2, 2018
The Exchange proposes a rule change related to fees as they apply to the equity options platform.
SR-CboeEDGX-2018-009
March 29, 2018
The Exchange proposes a rule change related to fees.
SR-CboeEDGX-2018-008
March 16, 2018
The Exchange filed a proposal to amend paragraph (h) of Exchange Rule 11.6 describing the operation of orders with a Minimum Execution Quantity instruction.
SR-CboeEDGX-2018-007
February 15, 2018
The Exchange proposes a rule change to permit listing of Monday SPY Expiration options.
SR-CboeEDGX-2018-006
February 13, 2018
The Exchange proposes a rule change to amend rules related to attributable orders.
SR-CboeEDGX-2018-005
February 9, 2018
The Exchange filed a proposal to modify Rule 21.1 of Exchange's rules and related functionality applicable to the Exchange's options platform in preparation for the technology migration of the Exchange's affiliated options exchanges onto the same technology as the Exchange.
SR-CboeEDGX-2018-004
January 31, 2018
The Exchange proposes a rule change related to fees as they apply to the equity options platform.
SR-CboeEDGX-2018-003
January 25, 2018
The Exchange proposes to to amend Rule 21.1, Definitions, to modify a Time in Force applicable to the Exchange's equity options platform.
SR-CboeEDGX-2018-002
January 8, 2018
The Exchange proposes to amend the Market Data section of its fee schedule to harmonize the definition of "Non-Professional User" with that of its affiliates.
SR-CboeEDGX-2018-001
January 8, 2018
The Exchange proposes to amend the Market Data section of its fee schedule to harmonize the definition of "Non-Professional User" with that of its affiliates.