Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

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SR-C2-2024-002: January 2, 2024; The Exchange proposes to adopt a CAT Fee Schedule.

Approved and Immediately Effective Rule Changes

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SR-CBOE-2018-073: November 23, 2018; The Exchange proposes a rule change to list up to 10 long-term options on SPY.
SR-CBOE-2018-070: November 2, 2018; The Exchange proposes a rule change to extend the nonstandard expirations PM-settlement pilot program for 6 months.
SR-CBOE-2018-069: November 2, 2018; The Exchange proposes a rule change to extend the SPXPM pilot program for 6 months.
SR-CBOE-2018-067: October 16, 2018; The Exchange proposes a rule change to authorize Cboe Options to list for trading options on the S&P Communication Services Select Sector Index.
SR-CBOE-2018-059: August 14, 2018; The Exchange proposed a rule change delaying the implementation date of the rule change to permit all FLEX series to be fungible with the corresponding non-FLEX series once an identical non-FLEX series becomes listed.
SR-CBOE-2018-040: May 7, 2018; SR-CBOE-2018-040 - Proposed rule change to modify criteria for listing an option on an underlying covered security.
SR-CBOE-2018-038: May 2, 2018; SR-CBOE-2018-038 - Proposal to renew the Nonstandard Expirations pilot program.
SR-CBOE-2018-036: May 2, 2018; SR-CBOE-2018-036 - Proposal to extend the operation of the SPXPM pilot program.
SR-CBOE-2018-018: February 15, 2018; SR-CBOE-2018-018 - Proposed rule change to permit listing of Monday SPY Expiration options.
SR-CBOE-2018-003: January 5, 2018; SR-CBOE-2018-003 - Proposed rule change to delete obsolete rules.
SR-C2-2018-026: December 20, 2018; The Exchange proposes a rule change to extend the Penny Pilot Program.
SR-C2-2018-025: December 19, 2018; The Exchange proposes a rule change to discontinue bulk order functionality and implement bulk message functionality (i.e. a quoting interface).
SR-C2-2018-024: November 30, 2018; The Exchange proposes to amend its provision related to its Risk Monitor Mechanism.
SR-C2-2018-023: November 6, 2018; The Exchange proposes a rule change to modify the handling of market orders to sell in no-bid series.
SR-C2-2018-022: November 8, 2018; The Exchange proposes to adopt Complex Reserve Order functionality.
SR-C2-2018-021 Amendment No. 2: December 14, 2018; The Exchange proposes a second amendment to SR-C2-2018-021.
SR-C2-2018-021 Amendment No. 1: November 20, 2018; The Exchange proposes an amendment to SR-C2-2018-021.
SR-C2-2018-021: October 1, 2018; The Exchange proposes a rule change to add a new Post Only complex order type.
SR-C2-2018-020: September 7, 2018; The Exchange proposes to amend its rules relating to categories of registration and respective qualification examinations required for Trading Permit Holders (“TPHs”) and associated persons that engage in trading activities on the Exchange.
SR-C2-2018-019: September 5, 2018; The Exchange proposes to expand the types of messages that Users may submit into bulk order ports.
SR-C2-2018-018: September 4, 2018; SR-C2-2018-018 - Proposal to amend rules related to the Fees Schedule.
SR-C2-2018-017: August 9, 2018; The Exchange proposes a rule chnage to modify the fee schedule applicable to the Exchange's options platform to amend the rate of its Options Regulatory Fee.
SR-C2-2018-015: June 26, 2018; The Exchange proposes to extend the Penny Pilot Program.
SR-C2-2018-014: June 4, 2018; The Exchange proposes a rule change related to fees as they apply to the equity options platform.
SR-C2-2018-012: May 31, 2018; The Exchange proposes to amend its Fees Schedule in connection with the technology migration of C2 onto the options platform of the Exchange's affiliated options exchanges, Cboe EDGX Exchange, Inc. and Cboe BZX Exchange, Inc.
SR-C2-2018-011: May 18, 2018; SR-C2-2018-011 - Proposal to amend rules related to the Fees Schedule.
SR-C2-2018-010: May 10, 2018; Withdrawn
SR-C2-2018-009: May 9, 2018; The Exchange proposes a rule change to modify the opening process for index options.
SR-C2-2018-008: May 2, 2018; The Exchange proposes to amend its fees schedule related to its PULSe workstation.
SR-C2-2018-007: May 1, 2018; Withdrawn
SR-C2-2018-006: April 27, 2018; The Exchange proposes a rule change related to fees.
SR-C2-2018-005: April 27, 2018; The Exchange proposes a rule change to amend rules in connection with the migration of C2 to Bats technology.
SR-C2-2018-004: March 12, 2018; The Exchange proposes a rule change to adopt rules related to its the inbound router.
SR-C2-2018-003: January 31, 2018; The Exchange proposes a rule change related to fees.
SR-C2-2018-002: January 30, 2018; The Exchange proposes a rule change related to fees.
SR-C2-2018-001: January 18, 2018; Withdrawn