Cboe C2 Options Exchange Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

File number: SR-CBOE-2020-004
Date filed: January 17, 2020
Description:

The Exchange proposes to amend Chapter 7, Section B of the Rules, which contains the Exchange’s compliance rule (“Compliance Rule”) regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”), to be consistent with certain proposed amendments to and exemptions from the CAT NMS Plan as well as to facilitate the retirement of certain existing regulatory systems.

Approved and Immediately Effective Rule Changes

File number: SR-CBOE-2018-073
Date filed: November 23, 2018
Description:

The Exchange proposes a rule change to list up to 10 long-term options on SPY.

File number: SR-CBOE-2018-070
Date filed: November 2, 2018
Description:

The Exchange proposes a rule change to extend the nonstandard expirations PM-settlement pilot program for 6 months.

File number: SR-CBOE-2018-069
Date filed: November 2, 2018
Description:

The Exchange proposes a rule change to extend the SPXPM pilot program for 6 months.

File number: SR-CBOE-2018-067
Date filed: October 16, 2018
Description:

The Exchange proposes a rule change to authorize Cboe Options to list for trading options on the S&P Communication Services Select Sector Index.

File number: SR-CBOE-2018-059
Date filed: August 14, 2018
Description:

The Exchange proposed a rule change delaying the implementation date of the rule change to permit all FLEX series to be fungible with the corresponding non-FLEX series once an identical non-FLEX series becomes listed.

File number: SR-CBOE-2018-040
Date filed: May 7, 2018
Description:

SR-CBOE-2018-040 - Proposed rule change to modify criteria for listing an option on an underlying covered security.

File number: SR-CBOE-2018-038
Date filed: May 2, 2018
Description:

SR-CBOE-2018-038 - Proposal to renew the Nonstandard Expirations pilot program.

File number: SR-CBOE-2018-036
Date filed: May 2, 2018
Description:

SR-CBOE-2018-036 - Proposal to extend the operation of the SPXPM pilot program.

File number: SR-CBOE-2018-018
Date filed: February 15, 2018
Description:

SR-CBOE-2018-018 - Proposed rule change to permit listing of Monday SPY Expiration options.

File number: SR-CBOE-2018-003
Date filed: January 5, 2018
Description:

SR-CBOE-2018-003 - Proposed rule change to delete obsolete rules.

File number: SR-C2-2018-026
Date filed: December 20, 2018
Description:

The Exchange proposes a rule change to extend the Penny Pilot Program.

File number: SR-C2-2018-025
Date filed: December 19, 2018
Description:

The Exchange proposes a rule change to discontinue bulk order functionality and implement bulk message functionality (i.e. a quoting interface).

File number: SR-C2-2018-024
Date filed: November 30, 2018
Description:

The Exchange proposes to amend its provision related to its Risk Monitor Mechanism.

File number: SR-C2-2018-023
Date filed: November 6, 2018
Description:

The Exchange proposes a rule change to modify the handling of market orders to sell in no-bid series.

File number: SR-C2-2018-022
Date filed: November 8, 2018
Description:

The Exchange proposes to adopt Complex Reserve Order functionality.

File number: SR-C2-2018-021 Amendment No. 2
Date filed: December 14, 2018
Description:

The Exchange proposes a second amendment to SR-C2-2018-021.

File number: SR-C2-2018-021 Amendment No. 1
Date filed: November 20, 2018
Description:

The Exchange proposes an amendment to SR-C2-2018-021.

File number: SR-C2-2018-021
Date filed: October 1, 2018
Description:

The Exchange proposes a rule change to add a new Post Only complex order type.

File number: SR-C2-2018-020
Date filed: September 7, 2018
Description:

The Exchange proposes to amend its rules relating to categories of registration and respective qualification examinations required for Trading Permit Holders (“TPHs”) and associated persons that engage in trading activities on the Exchange.

File number: SR-C2-2018-019
Date filed: September 5, 2018
Description:

The Exchange proposes to expand the types of messages that Users may submit into bulk order ports.

File number: SR-C2-2018-018
Date filed: September 4, 2018
Description:

SR-C2-2018-018 - Proposal to amend rules related to the Fees Schedule.

File number: SR-C2-2018-017
Date filed: August 9, 2018
Description:

The Exchange proposes a rule chnage to modify the fee schedule applicable to the Exchange's options platform to amend the rate of its Options Regulatory Fee.

File number: SR-C2-2018-015
Date filed: June 26, 2018
Description:

The Exchange proposes to extend the Penny Pilot Program.

File number: SR-C2-2018-014
Date filed: June 4, 2018
Description:

The Exchange proposes a rule change related to fees as they apply to the equity options platform.

File number: SR-C2-2018-012
Date filed: May 31, 2018
Description:

The Exchange proposes to amend its Fees Schedule in connection with the technology migration of C2 onto the options platform of the Exchange's affiliated options exchanges, Cboe EDGX Exchange, Inc. and Cboe BZX Exchange, Inc.

File number: SR-C2-2018-011
Date filed: May 18, 2018
Description:

SR-C2-2018-011 - Proposal to amend rules related to the Fees Schedule.

File number: SR-C2-2018-010
Date filed: May 10, 2018
Description:

Withdrawn

File number: SR-C2-2018-009
Date filed: May 9, 2018
Description:

The Exchange proposes a rule change to modify the opening process for index options.

File number: SR-C2-2018-008
Date filed: May 2, 2018
Description:

The Exchange proposes to amend its fees schedule related to its PULSe workstation.

File number: SR-C2-2018-007
Date filed: May 1, 2018
Description:

Withdrawn

File number: SR-C2-2018-006
Date filed: April 27, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-C2-2018-005
Date filed: April 27, 2018
Description:

The Exchange proposes a rule change to amend rules in connection with the migration of C2 to Bats technology.

File number: SR-C2-2018-004
Date filed: March 12, 2018
Description:

The Exchange proposes a rule change to adopt rules related to its the inbound router.

File number: SR-C2-2018-003
Date filed: January 31, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-C2-2018-002
Date filed: January 30, 2018
Description:

The Exchange proposes a rule change related to fees.

File number: SR-C2-2018-001
Date filed: January 18, 2018
Description:

Withdrawn