Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-C2-2024-002
- January 2, 2024
- The Exchange proposes to adopt a CAT Fee Schedule.
Approved and Immediately Effective Rule Changes
- SR-CBOE-2014-073
- October 1, 2014
- Proposal Regarding Margin Treatment of OCC Cleared OTC Option Contracts
- SR-CBOE-2014-068
- August 28, 2014
- Proposal to Modify Strike Setting Regime for SPY and DIA Options
- SR-CBOE-2014-052
- July 2, 2014
- Proposal Related to the Short Term Options Program
- SR-CBOE-2014-044
- May 8, 2014
- Proposal to Amend Rule 15.9 (Regulatory Cooperation)
- SR-CBOE-2014-043
- May 30, 2014
- Proposal to Extend End-of-Month Fair Value Pricing Procedures to Series of SPX Options on the Hybrid System
- SR-CBOE-2014-015-Withdrawal
- November 21, 2014
- Withdrawn
- SR-CBOE-2014-013
- February 4, 2014
- Proposal Related to the Short Term Option Series Program
- SR-CBOE-2014-001
- January 10, 2014
- Proposal Regarding Regulatory Related Authority Changes
- SR-C2-2014-045
- May 19, 2014
- Withdrawn
- SR-C2-2014-030-Withdrawal
- January 14, 2015
- Withdrawn
- SR-C2-2014-029
- December 17, 2014
- Proposal Relating to Fees for C2 Real-Time Market Data Feeds
- SR-C2-2014-028
- December 31, 2014
- Proposal Related to SPXPM Registration Costs on C2
- SR-C2-2014-027
- December 11, 2014
- Proposal Related to Mutually Agreed Nullifications and Price Adjustments
- SR-C2-2014-026
- November 11, 2014
- Extend Penny Pilot Through June 30, 2015
- SR-C2-2014-025
- September 30, 2014
- Proposal to Amend the C2 Fees Schedule
- SR-C2-2014-024
- October 15, 2014
- Proposed Rule Change Related to the COB
- SR-C2-2014-023
- September 30, 2014
- Withdrawn
- SR-C2-2014-022-withdrawal
- September 18, 2014
- Withdrawn
- SR-C2-2014-021-withdrawal
- September 10, 2014
- Withdrawn
- SR-C2-2014-020
- October 22, 2014
- Proposal Related to the No-Bid Rule
- SR-C2-2014-018
- August 12, 2014
- Proposal to Amend the C2 Fees Schedule
- SR-C2-2014-017-Withdrawal
- August 12, 2014
- Withdrawn
- SR-C2-2014-016
- August 1, 2014
- Proposal Related to PULSe Fee Waiver
- SR-C2-2014-015
- July 22, 2014
- Proposal to Amend Market-Maker Quoting Obligations
- SR-C2-2014-014
- July 1, 2014
- Proposal to Extend AIM Pilot Programs
- SR-C2-2014-013
- July 1, 2014
- Proposal to Amend the Fees Schedule
- SR-C2-2014-012
- June 20, 2014
- Proposal to Amend Rule 8.12
- SR-C2-2014-010
- May 23, 2014
- Proposal Related to the Penny Pilot
- SR-C2-2014-009
- April 4, 2014
- Proposal to Amend the Fees Schedule
- SR-C2-2014-008
- April 1, 2014
- Proposal Related to the Rule 6.15 Pilot Program
- SR-C2-2014-007
- April 4, 2014
- Withdrawn
- SR-C2-2014-006-withdrawal
- March 27, 2014
- Withdrawn
- SR-C2-2014-005
- March 11, 2014
- Proposal Relating to Certain C2 Real-Time Data Feeds and a New Book Depth Data Feed
- SR-C2-2014-003
- February 3, 2014
- Proposes to Amend the C2 Fee Schedule
- SR-C2-2014-002
- April 21, 2014
- Proposal to Amend C2's Registration & Qualification Requirements
- SR-C2-2014-001
- January 17, 2014
- Proposal to Amend the CBOE Holdings Bylaws