Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-C2-2024-002
- January 2, 2024
- The Exchange proposes to adopt a CAT Fee Schedule.
Approved and Immediately Effective Rule Changes
- SR-CBOE-2013-126
- December 17, 2013
- Proposal Relating to Supervision
- SR-CBOE-2013-125
- December 13, 2013
- Proposal Related to the Quarterly Option Series Program
- SR-CBOE-2013-123
- December 12, 2013
- Proposal Related to the CEBO Pilot Program
- SR-CBOE-2013-121
- December 11, 2013
- Proposal Related to the Short Term Option Series Program
- SR-CBOE-2013-106
- November 5, 2013
- Proposal to Extend SPY Position Limit Pilot Program
- SR-CBOE-2013-098
- October 4, 2013
- Proposal Related to Continuing Education
- SR-CBOE-2013-096
- October 2, 2013
- Proposal Related to the Short Term Option Series
- SR-CBOE-2013-076
- July 22, 2013
- Proposal Related to Continuing Education
- SR-CBOE-2013-045-withdrawal
- June 17, 2013
- Withdrawn
- SR-CBOE-2013-043
- April 16, 2013
- Proposal Related to Options Communications
- SR-CBOE-2013-033
- March 7, 2013
- Proposal Related to Complex Orders and Mini-Options
- SR-CBOE-2013-020
- February 7, 2013
- Proposal Related to the End of Week/End of Month Pilot Program
- SR-CBOE-2013-016
- January 31, 2013
- Proposal to Establishing Minimum Price Variation for Mini-Options
- SR-CBOE-2013-001
- January 4, 2013
- Proposal to List and Trade Mini Options
- SR-C2-2013-043
- December 30, 2013
- Proposal to Amend the Fees Schedule
- SR-C2-2013-042
- December 24, 2013
- Proposal Related to the Fees Schedule
- SR-C2-2013-041
- December 12, 2013
- Proposal Related to the Penny Pilot Program
- SR-C2-2013-040
- November 27, 2013
- Proposal to Amend the Fees Schedule
- SR-C2-2013-039
- December 9, 2013
- Proposal to Make a Technical Correction to the Fees Schedule
- SR-C2-2013-038
- October 28, 2013
- Proposal Related to Rule 6.15
- SR-C2-2013-036
- September 25, 2013
- Proposal to Amend the Fees Schedule
- SR-C2-2013-035
- September 30, 2013
- Proposes to Amend the MDX Fee Schedule
- SR-C2-2013-034
- September 16, 2013
- Proposal Related to C2 System Connectivity, Message Types and Bandwidth Allowance
- SR-C2-2013-033
- August 30, 2013
- Proposal to Amend the Fees Schedule
- SR-C2-2013-032
- August 21, 2013
- Proposal to Amend the Fees Schedule
- SR-C2-2013-031
- August 13, 2013
- Proposal Related to Expiration Dates
- SR-C2-2013-030
- August 1, 2013
- Proposal to Amend the Fees Schedule
- SR-C2-2013-029
- July 29, 2013
- Proposal to Codify the Technical Disconnect Functionality
- SR-C2-2013-028
- July 25, 2013
- Proposal Related to Exchange Order Handling
- SR-C2-2013-027
- July 17, 2013
- Proposal Related to Exchange Trading Hours and Halts
- SR-C2-2013-026
- July 9, 2013
- Proposal to Expand PULSe Workstation Description
- SR-C2-2013-025
- July 22, 2013
- Proposal to Offer a COB Feed
- SR-C2-2013-024
- July 2, 2013
- Proposal to Fix a Typographical Error
- SR-C2-2013-023
- June 26, 2013
- Proposal to Extend AIM Pilot Program
- SR-C2-2013-022-withdrawal
- June 18, 2013
- Withdrawn
- SR-C2-2013-021
- June 4, 2013
- Proposal to Extend the Penny Pilot Program
- SR-C2-2013-020
- May 1, 2013
- Proposal to Amend the Fees Schedule
- SR-C2-2013-019
- April 19, 2013
- Proposal to Amend Rule 6.52 for Mini-Options
- SR-C2-2013-018
- April 11, 2013
- Proposal Regarding C2 Letters of Guarantee and Authorization
- SR-C2-2013-017
- March 26, 2013
- Proposal to Amend the Fees Schedule
- SR-C2-2013-016
- April 5, 2013
- Proposes to Amend the MDX Fee Schedule
- SR-C2-2013-015-withdrawal
- March 26, 2013
- Withdrawn
- SR-C2-2013-014
- March 14, 2013
- Proposal to Amend C2 Rule 6.3 (Meaning of Bids and Offers) for Mini-Options Launch
- SR-C2-2013-013.2a
- April 4, 2013
- Proposal Related to C2 Limit Up-Limit Down
- SR-C2-2013-013.1a
- March 26, 2013
- Proposal Related to C2 Limit Up-Limit Down
- SR-C2-2013-013
- March 6, 2013
- Proposal Related to C2 Limit Up-Limit Down
- SR-C2-2013-012
- February 28, 2013
- Proposal to Amend the Fees Schedule
- SR-C2-2013-010
- February 20, 2013
- Proposal to Amend the Fees Schedule
- SR-C2-2013-009
- February 12, 2013
- Proposal to Amend the Fees Schedule
- SR-C2-2013-008.1a
- February 20, 2013
- Proposal Related to Market-Maker Quoting Obligations
- SR-C2-2013-008
- February 8, 2013
- Proposal Related to Market-Maker Quoting Obligations
- SR-C2-2013-007
- February 1, 2013
- Proposal to Amend the Fees Schedule
- SR-C2-2013-006
- January 28, 2013
- Proposal to Extend Marketwide Trading Halts
- SR-C2-2013-005
- January 18, 2013
- Proposal to Amend the Fees Schedule
- SR-C2-2013-004
- January 24, 2013
- Proposal to Amend the Fees Schedule
- SR-C2-2013-003
- January 28, 2013
- Proposal Related to Complex Order Book Opening Process
- SR-C2-2013-002
- January 17, 2013
- Proposal Related to Pre-Opening Information
- SR-C2-2013-001
- January 11, 2013
- Proposal Regarding C2 BBO Data Feed