Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-C2-2024-002
- January 2, 2024
- The Exchange proposes to adopt a CAT Fee Schedule.
Approved and Immediately Effective Rule Changes
- SR-CBOE-2012-131
- December 28, 2012
- Proposal Regarding New Strikes Up to Second Day of Trading Prior to Expiration
- SR-CBOE-2012-125
- December 17, 2012
- Proposal to Extend the Exchange's Credit Option Margin Pilot Program
- SR-CBOE-2012-120.4a
- January 29, 2013
- Proposal to Adolpt an S&P 500 Index Option Product
- SR-CBOE-2012-120.3a
- January 4, 2013
- Proposal to Adopt and S&P 500 Index Option Product
- SR-CBOE-2012-120.2a
- December 17, 2012
- Proposal to Adolpt an S&P 500 Index Option Product
- SR-CBOE-2012-120
- December 5, 2012
- Proposal to Adopt an S&P 500 Index Option Product
- SR-CBOE-2012-112
- November 14, 2012
- Proposal to Correct Numbering Error in Rule 12.3
- SR-CBOE-2012-110
- November 9, 2012
- Proposal to Amend the Short Term Option Series Program (Weekly Options)
- SR-CBOE-2012-099
- October 16, 2012
- Proposes to Make a Technical Amendment to SPY Option Position Limit Pilot Program
- SR-CBOE-2012-092
- September 25, 2012
- Proposal to Amend the Short Term Option Series Program (Weekly Options)
- SR-CBOE-2012-091
- September 14, 2012
- Proposal to Establish 14-Month Pilot to Eliminate Position and Exercise Limits for SPY Options
- SR-CBOE-2012-087
- September 4, 2012
- Proposal to Amend Rules Regarding the Furnishing of Data in Relation to a Regulatory Review
- SR-CBOE-2012-071
- July 24, 2012
- Proposal to Increase the Maximum Term for LEAPS to 15 Years
- SR-CBOE-2012-067
- July 26, 2012
- Proposal to Delete Temporary Rule 6.83
- SR-CBOE-2012-066.1a
- October 18, 2012
- Proposal to Increase Position and Exercise Limits for EEM Options
- SR-CBOE-2012-066
- July 9, 2012
- Proposal to Increase Position and Exercise Limits for EEM Options
- SR-CBOE-2012-043
- May 11, 2012
- Proposes to Adopt Universal Spread Margin Rules
- SR-CBOE-2012-042
- May 22, 2012
- Proposal to List and Trade CBOE S&P 500 AM/PM Basis (SPBAS) Options
- SR-CBOE-2012-034
- April 2, 2012
- Proposal to Correct Hyperlink in Rule 5.5A
- SR-CBOE-2012-026
- March 6, 2012
- Proposal to Amend Weekly Option Series Program
- SR-CBOE-2012-024
- March 2, 2012
- Proposal to Amend Rule 9.24 Telephone Solicitation
- SR-CBOE-2012-019-Withdrawal
- February 24, 2012
- Withdrawn
- SR-CBOE-2012-018
- February 15, 2012
- Proposal to Correct Numbering Errors in Rules 5.5 and 24.9
- SR-CBOE-2012-007
- January 13, 2012
- Extends Credit Options Margin Pilot Program to January 17, 2013
- SR-C2-2012-046
- December 28, 2012
- Proposal to Amend the Fees Schedule
- SR-C2-2012-045
- December 21, 2012
- Proposal to Extend the Penny Pilot Program
- SR-C2-2012-043.1a
- January 2, 2013
- Proposal to Adopt HAL on C2
- SR-C2-2012-043
- December 21, 2012
- Proposal to Adopt HAL on C2
- SR-C2-2012-042
- December 6, 2012
- Proposal to Amend the Fees Schedule
- SR-C2-2012-041
- December 6, 2012
- Proposal to Amend the Fees Schedule
- SR-C2-2012-040
- December 7, 2012
- Proposal to Amend the Fees Schedule
- SR-C2-2012-039
- November 30, 2012
- Proposal to Amend C2 Bylaws and Other Changes
- SR-C2-2012-038
- November 8, 2012
- Proposal Related to C2 Authority to Cancel Orders and Operation of Routing Service Error Accounts
- SR-C2-2012-037
- October 31, 2012
- Proposal to Amend the Fees Schedule
- SR-C2-2012-036
- October 23, 2012
- Proposal Related to System Access, Connectivity and Testing
- SR-C2-2012-035
- October 4, 2012
- Proposal to Amend Order Routing Rules
- SR-C2-2012-034
- September 21, 2012
- Proposal Related to AIM and SAM
- SR-C2-2012-033
- September 19, 2012
- Proposal to Extend a Pilot Program
- SR-C2-2012-032
- September 4, 2012
- Proposal to Adopt Mandatory TPH Education Rules
- SR-C2-2012-031
- September 4, 2012
- Proposal to Make Technical Amendments to C2 Rules
- SR-C2-2012-030
- August 30, 2012
- Proposal to Amend COA Rules
- SR-C2-2012-029
- August 21, 2012
- Proposal to Amend the Fees Schedule
- SR-C2-2012-028
- August 16, 2012
- Proposal to Amend the Fees Schedule
- SR-C2-2012-027
- August 3, 2012
- Proposal to Amend the Fees Schedule
- SR-C2-2012-026
- August 2, 2012
- Proposal Related to Automatic Order Handling Process
- SR-C2-2012-025
- August 3, 2012
- Withdrawn
- SR-C2-2012-024
- August 21, 2012
- Proposal to Adopt DPMs
- SR-C2-2012-023
- July 31, 2012
- Proposal to Amend the Fees Schedule
- SR-C2-2012-022
- July 5, 2012
- Proposal Related To Continuous Quoting Obligations
- SR-C2-2012-021
- June 26, 2012
- Proposal Related to AIM Pilot Program
- SR-C2-2012-020
- June 22, 2012
- Proposal Related to Penny Pilot Program
- SR-C2-2012-019
- June 15, 2012
- Proposal to Establish XSP Registration Cost
- SR-C2-2012-018
- June 5, 2012
- Proposal Regarding Application Rules
- SR-C2-2012-017
- June 1, 2012
- Proposal to Amend the Fees Schedule
- SR-C2-2012-016
- May 29, 2012
- Proposal to Amend the Fees Schedule
- SR-C2-2012-015-Withdrawal
- May 31, 2012
- Withdrawn
- SR-C2-2012-014
- May 18, 2012
- Proposal to Amend the Bylaws
- SR-C2-2012-013
- May 14, 2012
- Proposal to Amend the Fees Schedule
- SR-C2-2012-012-Withdrawal
- May 24, 2012
- Withdrawn
- SR-C2-2012-011
- May 11, 2012
- Proposes to Adopt a C2 Disaster Recovery Facility
- SR-C2-2012-010
- March 19, 2012
- Proposal to Amend the Fees Schedule
- SR-C2-2012-009
- March 19, 2012
- Proposal to Amend the Fees Schedule
- SR-C2-2012-008
- February 22, 2012
- Proposal to Amend Fees Schedule
- SR-C2-2012-007
- February 15, 2012
- Proposal to Amend the MDX Fees Schedule
- SR-C2-2012-006
- January 31, 2012
- Proposes to Amend C2 AIM
- SR-C2-2012-005
- January 26, 2012
- Proposal Related to Minor Rule Violation Plan
- SR-C2-2012-004
- February 7, 2012
- Proposal Related to Complex Order Processing
- SR-C2-2012-003
- January 9, 2012
- Proposal Related to Complex Order Processing
- SR-C2-2012-002
- January 6, 2012
- Proposal to Amend Fees Schedule
- SR-C2-2012-001
- January 5, 2012
- Proposal to Amend C2 Connectivity Fees