Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-C2-2024-002
- January 2, 2024
- The Exchange proposes to adopt a CAT Fee Schedule.
Approved and Immediately Effective Rule Changes
- SR-CBOE-2011-125
- December 12, 2011
- Proposal to Increase Number of Classes Eligible to Participate in the Weeklys Program
- SR-CBOE-2011-108
- November 14, 2011
- Proposal to Increase Number of Classes Eligible to Participate in the Weeklys Program
- SR-CBOE-2011-100
- November 3, 2011
- Proposal to Extend the EOW/EOM Pilot Program to February 14, 2013
- SR-CBOE-2011-086
- September 19, 2011
- Proposal to Increase Number of Series Per Weekly Option Class
- SR-CBOE-2011-080
- August 22, 2011
- Proposal to Retire Additional Expiration Months Pilot and Amend Additional Expiration Months Listing Rule
- SR-CBOE-2011-068
- July 12, 2011
- Proposal to Extend Credit Option Margin Pilot Program to January 17, 2012
- SR-CBOE-2011-065
- July 8, 2011
- Proposal Relating to Position and Exercise Limits for SPY Options
- SR-CBOE-2011-055
- June 15, 2011
- Proposal to List and Trade CBOE Silver ETF Volatility Index
- SR-CBOE-2011-053
- June 3, 2011
- Proposal to Permit Additional Expirations if Listed on Another Exchange
- SR-CBOE-2011-040
- July 26, 2011
- Proposal to Simplify $1 Strike Price Interval Program
- SR-CBOE-2011-039
- May 31, 2011
- Proposal to List and Trade Single Stock Dividend Options (SSDOs)
- SR-CBOE-2011-038
- April 11, 2011
- Proposal to Change the Close of Trading Hours on the Last Day of Trading for Expiring End of Week and End of Month Expirations
- SR-CBOE-2011-029
- April 1, 2011
- Proposal to Expand the $2.50 Strike Price Program
- SR-CBOE-2011-026.1a
- May 16, 2011
- Proposal to Trade Individual Stock and Certain ETF Based Volatility Index
- SR-CBOE-2011-026
- April 1, 2011
- Proposal to Trade Individual Stock and Certain ETF Based Volatility Index Options
- SR-CBOE-2011-012
- January 31, 2011
- Proposal to Expand Weekly Options Program to Fifteen (15) Classes
- SR-CBOE-2011-010.1a
- February 9, 2011
- Proposed Rule Filing Regarding Bylaw and Related Rule Changes
- SR-CBOE-2011-010
- January 27, 2011
- Proposed Rule Filing Regarding Bylaw and Related Rule Changes
- SR-CBOE-2011-008
- February 4, 2011
- Proposal to Permit $0.50 and $1 Strike for Options Used to Calculate Volatility Indexes
- SR-CBOE-2011-006
- January 12, 2011
- Proposal to amend strike setting parameters of $1 Strike Program
- SR-CBOE-2011-003
- January 4, 2011
- Proposal to Allow Reciprocal Listing for $5 Strike Program
- SR-CBOE-2011-002
- January 3, 2011
- Proposal to Establish $5 Strike Program
- SR-C2-2011-043
- December 30, 2011
- Proposes to Modify C2's AIM Process
- SR-C2-2011-042
- December 22, 2011
- Proposes to Eliminate the Three-Quoter Requirement to Start a C2 AIM Auction
- SR-C2-2011-041
- December 20, 2011
- Proposal to Amend the Fees Schedule
- SR-C2-2011-040
- December 15, 2011
- Proposal to Extend Penny Pilot Program
- SR-C2-2011-039
- December 5, 2011
- Proposal Related to Complex Order Processing
- SR-C2-2011-037
- November 23, 2011
- Proposal to Amend Transaction Fees
- SR-C2-2011-036
- November 22, 2011
- Proposal Related to Individual Stock Trading Pauses
- SR-C2-2011-035
- November 18, 2011
- Proposes to Adopt a Temporary Pilot Quote Risk Monitor Rule for C2
- SR-C2-2011-034
- November 7, 2011
- Proposes to Adopt a Quote Risk Monitor Rule for C2
- SR-C2-2011-033
- November 18, 2011
- Proposal to Amend Market-Maker Continuous Quoting Obligations
- SR-C2-2011-032
- October 26, 2011
- Proposal to Amend Transaction Fees
- SR-C2-2011-031.1a
- November 1, 2011
- Proposal to Amend the Bylaws and Related Changes
- SR-C2-2011-031
- October 21, 2011
- Proposal to Amend the Bylaws and Related Changes
- SR-C2-2011-030
- October 17, 2011
- Proposal To Close Trading on SPX PM at 3:00 on Expiration Day
- SR-C2-2011-029
- October 4, 2011
- Proposal to Make a Technical Amendment
- SR-C2-2011-028
- September 30, 2011
- Proposes to Amed the Fees Schedule
- SR-C2-2011-027-Withdrawal
- March 22, 2011
- Withdrawn
- SR-C2-2011-026
- September 28, 2011
- Proposes to Adopt Fees in Connection With The Launch of SPXPM
- SR-C2-2011-025-Withdrawal
- March 18, 2011
- Withdrawn
- SR-C2-2011-024.1a
- May 23, 2012
- Proposal Related to Market-Wide Circuit Breakers
- SR-C2-2011-024
- September 27, 2011
- Proposal Related to Market-Wide Circuit Breakers
- SR-C2-2011-023
- September 20, 2011
- Proposes to Amend C2 Rules Relating to Market-Maker Appointment Costs
- SR-C2-2011-022
- September 16, 2011
- Proposal Related to Complex Orders
- SR-C2-2011-021
- September 16, 2011
- Proposal Related to the Automated Improvement Mechanism (AIM)
- SR-C2-2011-020
- August 31, 2011
- Proposes to Amend the Fees Schedule
- SR-C2-2011-019
- August 25, 2011
- Proposal Regarding C2 Options Procedures Related to Individual Stock Trading Pauses
- SR-C2-2011-018
- August 26, 2011
- Proposal Related to Price Check Parameter Features
- SR-C2-2011-017
- September 15, 2011
- Proposal to Adopt a Market-Maker Trade Prevention Order
- SR-C2-2011-016
- July 22, 2011
- Proposal to Adopt Complex Order Transaction Fees
- SR-C2-2011-015
- July 14, 2011
- Proposal to Extend AIM Pilot Program
- SR-C2-2011-014
- June 30, 2011
- Proposes to Amend the Fees Schedule
- SR-C2-2011-013
- June 3, 2011
- Proposes to Amend the Fees Schedule
- SR-C2-2011-012.1a
- May 18, 2011
- Proposed Rule Filing to Reduce Minimum Size of Nominating and Governance Committee
- SR-C2-2011-012
- April 27, 2011
- Proposed Rule Filing to Reduce Minimum Size of Nominating and Governance Committee
- SR-C2-2011-011
- April 29, 2011
- Proposal to Amend the Fees Schedule
- SR-C2-2011-010
- March 1, 2011
- Proposes to Establish a Revenue Sharing Program With Correlix, Inc.
- SR-C2-2011-009
- February 28, 2011
- Proposal to Amend the Fees Schedule
- SR-C2-2011-008
- February 28, 2011
- Proposes to Add an S&P 500 Index Option Product for Trading on C2
- SR-C2-2011-007
- February 17, 2011
- Proposal to Establish Fees for Certain C2 Market Data
- SR-C2-2011-006
- February 28, 2011
- Proposes to Modify Rules for the Opening
- SR-C2-2011-005
- February 10, 2011
- Proposal Related to Proxy Voting
- SR-C2-2011-004
- February 1, 2011
- Proposes to Adopt Different Transaction Fees for Five Opton Classes Traded on C2
- SR-C2-2011-003.1a
- February 9, 2011
- Proposed Rule Filing Regarding Bylaw and Related Rule Changes
- SR-C2-2011-003
- January 27, 2011
- Proposed Rule Filing Regarding Bylaw and Related Rule Changes
- SR-C2-2011-002
- January 3, 2011
- Proposal to Amend the C2 Fees Schedule and Rule 3.1
- SR-C2-2011-001
- December 31, 2010
- Proposal to Amend the Fees Schedule