Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-C2-2024-002
- January 2, 2024
- The Exchange proposes to adopt a CAT Fee Schedule.
Approved and Immediately Effective Rule Changes
- SR-CBOE-2010-111
- December 7, 2010
- Withdrawn
- SR-CBOE-2010-109
- December 2, 2010
- Proposal regarding Anti-Money Laundering Compliance Program
- SR-CBOE-2010-1061-Amendment
- December 14, 2010
- Proposal to Amend margin requirements for Credit Options
- SR-CBOE-2010-106
- December 1, 2010
- Proposal to Amend Margin Requirements for Credit Options
- SR-CBOE-2010-097
- October 26, 2010
- Pilot Program for Additional Expirations
- SR-CBOE-2010-096
- October 18, 2010
- Proposal to Expand Range of Strike Prices for VIX options
- SR-CBOE-2010-092
- October 12, 2010
- Proposal to Expand $0.50 Strike Program
- SR-CBOE-2010-088
- September 21, 2010
- Proposal to Add Dates to Rules for Two Pilot Programs
- SR-CBOE-2010-077.1a
- September 2, 2010
- Proposes to allow twelve (12) expiration months for certain broad-based index options
- SR-CBOE-2010-077
- August 23, 2010
- Proposes to allow twelve (12) expiration months for certain broad-based index options
- SR-CBOE-2010-057-Withdrawal
- March 10, 2015
- Withdrawn
- SR-C2-2010-011
- December 8, 2010
- Proposes to Modify the C2 fee schedule
- SR-C2-2010-009
- December 2, 2010
- Proposal to Amend Penny Pilot Program
- SR-C2-2010-008
- October 29, 2010
- Proposal to Add Certain CBOE Rule Language
- SR-C2-2010-007
- October 28, 2010
- Proposal to Adopt PULSe Fees
- SR-C2-2010-006
- October 22, 2010
- Proposal to Amend the C2 Fees Schedule
- SR-C2-2010-005
- October 13, 2010
- Proposal to Modify the Matching Algorithm Rule
- SR-C2-2010-004
- September 22, 2010
- Proposal Which Adds Certain CBOE Rule Language
- SR-C2-2010-003
- September 10, 2010
- Proposal Regarding C2 Application Fees
- SR-C2-2010-002
- May 14, 2010
- Proposed Rule Filing Regarding Corporate Structure
- SR-C2-2010-001
- April 23, 2010
- Proposal Regarding Linkage and Market-Maker Rules