2019 EDGX Exchange Regulatory Circulars
File number: | RC19-009 |
Date filed: | February 12, 2019 |
Description: | Industry Outreach on the Consolidated Audit Trail |
File number: | RC19-008 |
Date filed: | February 4, 2019 |
Description: | CAT Transitioning to New Plan Processor |
File number: | RC19-007 |
Date filed: | January 29, 2019 |
Description: | CAT Reporting Requirements Presentations Rescheduled |
File number: | RC19-006 |
Date filed: | January 15, 2019 |
Description: | Nomination of Representative Directors for Election at 2019 Annual Meeting |
File number: | RC19-005 |
Date filed: | January 15, 2019 |
Description: | Supplement to the Options Disclosure Document |
File number: | RC19-004 |
Date filed: | January 14, 2019 |
Description: | Filing of Annual Audits |
File number: | RC19-003 |
Date filed: | January 11, 2019 |
Description: | Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements |
File number: | RC19-002 |
Date filed: | January 4, 2019 |
Description: | Options Regulatory Fee |