2019 EDGX Exchange Regulatory Circulars
| File number: | RC19-017 |
| Date filed: | June 18, 2019 |
| Description: | Regulatory Division Contacts for Market Maker Quoting Issues and Late Withdrawals/Terminations |
| File number: | RC19-016 |
| Date filed: | June 14, 2019 |
| Description: | Global Trading Hours and Market Maker Continuous Quoting Obligations |
| File number: | RC19-015 |
| Date filed: | June 10, 2019 |
| Description: | Mandatory Participation in Disaster Recovery Testing |
| File number: | RC19-014 |
| Date filed: | May 30, 2019 |
| Description: | Global Trading Hours Trading Risks and Required Customer Disclosures |
| File number: | RC19-013 |
| Date filed: | May 2, 2019 |
| Description: | Proposed Changes to Market-Maker Appointment and Quoting Obligations on BZX Options, C2, Options and EDGX Options - Updated |
| File number: | RC19-012 |
| Date filed: | May 1, 2019 |
| Description: | Consolidated Audit Trail Registration Deadline, Technical Specifications and Other Events |
| File number: | RC19-011 |
| Date filed: | April 17, 2019 |
| Description: | Proposed Changes to Market-Maker Appointment and Quoting Obligations on BZX Options, C2 Options and EDGX Options |
| File number: | RC19-010 |
| Date filed: | March 1, 2019 |
| Description: | Consolidated Audit Trail Clock Synchronization Notice to Industry Members |
| File number: | RC19-009 |
| Date filed: | February 12, 2019 |
| Description: | Industry Outreach on the Consolidated Audit Trail |
| File number: | RC19-008 |
| Date filed: | February 4, 2019 |
| Description: | CAT Transitioning to New Plan Processor |
| File number: | RC19-007 |
| Date filed: | January 29, 2019 |
| Description: | CAT Reporting Requirements Presentations Rescheduled |
| File number: | RC19-006 |
| Date filed: | January 15, 2019 |
| Description: | Nomination of Representative Directors for Election at 2019 Annual Meeting |
| File number: | RC19-005 |
| Date filed: | January 15, 2019 |
| Description: | Supplement to the Options Disclosure Document |
| File number: | RC19-004 |
| Date filed: | January 14, 2019 |
| Description: | Filing of Annual Audits |
| File number: | RC19-003 |
| Date filed: | January 11, 2019 |
| Description: | Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements |
| File number: | RC19-002 |
| Date filed: | January 4, 2019 |
| Description: | Options Regulatory Fee |
| File number: | RC 19-015 |
| Date filed: | June 10, 2019 |
| Description: | Mandatory Participation in Disaster Recovery Testing |