2018 EDGX Exchange Regulatory Circulars
| File number: | RC 18-022 |
| Date filed: | December 6, 2018 |
| Description: | Nomination of Representative Directors for Election at 2019 Annual Meeting |
| File number: | RC 18-021 |
| Date filed: | December 4, 2018 |
| Description: | Changes to Contrary Exercise Advice Cut-Off Time due to National Day of Mourning - Updated |
| File number: | RC 18-020 |
| Date filed: | November 20, 2018 |
| Description: | CAT Reporting Requirements Presentation Schedule and Registration Information |
| File number: | RC 18-019 |
| Date filed: | November 20, 2018 |
| Description: | Consolidated Audit Trail Industry Member Technical Specifications - Updated |
| File number: | RC 18-018 |
| Date filed: | September 25, 2018 |
| Description: | SEC Staff Issues Guidance on Third-Party Recordkeeping Services |
| File number: | RC 18-017 |
| Date filed: | September 19, 2018 |
| Description: | Securities Industry Essentials Examination |
| File number: | RC 18-016 |
| Date filed: | September 11, 2018 |
| Description: | Expiration of Tick Pilot |
| File number: | RC 18-015 |
| Date filed: | September 11, 2018 |
| Description: | Enhancements under Consideration for the Securities Industry Continuing Education Program |
| File number: | RC 18-014 |
| Date filed: | September 5, 2018 |
| Description: | Consolidated Audit Trail – Industry Member Technical Specifications |
| File number: | RC 18-013 |
| Date filed: | August 14, 2018 |
| Description: | FLEX Conversion |
| File number: | RC 18-012 |
| Date filed: | August 8, 2018 |
| Description: | Consolidated Audit Trail Webcast Alert |
| File number: | RC 18-011 |
| Date filed: | August 6, 2018 |
| Description: | Options Regulatory Fee Billing Update |
| File number: | RC 18-010 |
| Date filed: | July 27, 2018 |
| Description: | Option Regulatory Fee Billing Update (Updates RC 18-004) |
| File number: | RC 18-008 |
| Date filed: | July 11, 2018 |
| Description: | Prearranged Trades |
| File number: | RC 18-007 |
| Date filed: | July 3, 2018 |
| Description: | Mandatory Participation in Disaster Recovery Testing |
| File number: | RC 18-006 |
| Date filed: | July 3, 2018 |
| Description: | Position and Exercise Limit Increases for Options on Certain Exchange Traded Funds and Resumption of SPY Position and Exercise Limits |
| File number: | RC 18-004 |
| Date filed: | July 2, 2018 |
| Description: | Decrease in the Options Regulatory Fee and Update |
| File number: | RC 18-003 |
| Date filed: | March 12, 2018 |
| Description: | Consolidated Audit Trail Clock Synchronization Notice to Industry Members |
| File number: | RC 18-002 |
| Date filed: | February 14, 2018 |
| Description: | Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements |
| File number: | RC 18-001 |
| Date filed: | February 14, 2018 |
| Description: | Filing of Annual Audits |