2018 Cboe C2 Options Exchange Regulatory Circulars

File number: RG-C2-2018-008
Date filed: May 8, 2018
Description:

C2 RG18-008 Historical Web-Based Surveillance Reports No Longer Available as of May 11, 2018

File number: RG-C2-2018-007
Date filed: May 4, 2018
Description:

C2 RG18-007 Options Regulatory Fee Billing

File number: RG-C2-2018-006
Date filed: March 12, 2018
Description:

C2 RG18-006 Consolidated Audit Trail Clock Synchronization Notice to Industry Members

File number: RG-C2-2018-005
Date filed: March 2, 2018
Description:

C2 RG18-005 Email Notification of Cboe Options and C2 Options Regulatory Circulars

File number: RG-C2-2018-004
Date filed: February 14, 2018
Description:

C2 RG18-004 Reminder: 2017 Year-End Filing Due March 1, 2018 - Form OE-418 and Attachments

File number: RG-C2-2018-003
Date filed: February 14, 2018
Description:

C2 RG18-003 Annual Supervision-Related Reporting Pursuant to Cboe/C2 Options Rules 4.24 and 9.8

File number: RG-C2-2018-002
Date filed: February 14, 2018
Description:

C2 RG18-002 Anti-Money Laundering Compliance Program - Customer Due Diligence Requirements and Filing Requirements for Certain Trading Permit Holders

File number: RG-C2-2018-001
Date filed: February 14, 2018
Description:

C2 RG18-001 Filing of Annual Audits

File number: C2 RG18-024
Date filed: December 27, 2018
Description:

Prearranged Trades

File number: C2 RG18-023
Date filed: December 20, 2018
Description:

Modification of the Options Regulatory Fee

File number: C2 RG18-022
Date filed: December 6, 2018
Description:

Nomination of Representative Directors for Election at 2019 Annual Meeting

File number: C2 RG18-021
Date filed: December 4, 2018
Description:

Changes to Contrary Exercise Advice Cut-Off Time for National Day of Mourning - Updated

File number: C2 RG18-020
Date filed: November 20, 2018
Description:

CAT Reporting Requirements Presentation Schedule and Registration Information

File number: C2 RG18-019
Date filed: November 20, 2018
Description:

Consolidated Audit Trail Industry Member Technical Specifications - Updated

File number: C2 RG18-018
Date filed: September 25, 2018
Description:

SEC Staff Issues Guidance on Third-Party Recordkeeping Services

File number: C2 RG18-017
Date filed: September 19, 2018
Description:

Securities Industry Essentials Examination

File number: C2 RG18-016
Date filed: September 11, 2018
Description:

Enhancements under Consideration for the Securities Industry Continuing Education Program

File number: C2 RG18-015
Date filed: September 5, 2018
Description:

Consolidated Audit Trail – Industry Member Technical Specifications

File number: C2 RG18-014
Date filed: August 14, 2018
Description:

FLEX Conversion

File number: C2 RG18-013
Date filed: August 8, 2018
Description:

Consolidated Audit Trail Webcast Alert

File number: C2 RG18-012
Date filed: July 11, 2018
Description:

Prearranged Trades

File number: C2 RG18-011
Date filed: July 3, 2018
Description:

Mandatory Participation in Disaster Recovery Testing

File number: C2 RG18-010
Date filed: July 3, 2018
Description:

Position and Exercise Limit Increases for Options on Certain Exchange Traded Funds and Resumption of SPY Position and Exercise Limits

File number: C2 RG18-009
Date filed: July 2, 2018
Description:

Decrease in the Options Regulatory Fee