2018 C2 Exchange Regulatory Circulars

File number: C2 RG18-024
Date filed: December 27, 2018
Description:

Prearranged Trades

File number: C2 RG18-023
Date filed: December 20, 2018
Description:

Modification of the Options Regulatory Fee

File number: C2 RG18-022
Date filed: December 6, 2018
Description:

Nomination of Representative Directors for Election at 2019 Annual Meeting

File number: C2 RG18-021
Date filed: December 4, 2018
Description:

Changes to Contrary Exercise Advice Cut-Off Time for National Day of Mourning - Updated

File number: C2 RG18-020
Date filed: November 20, 2018
Description:

CAT Reporting Requirements Presentation Schedule and Registration Information

File number: C2 RG18-019
Date filed: November 20, 2018
Description:

Consolidated Audit Trail Industry Member Technical Specifications - Updated

File number: C2 RG18-018
Date filed: September 25, 2018
Description:

SEC Staff Issues Guidance on Third-Party Recordkeeping Services

File number: C2 RG18-017
Date filed: September 19, 2018
Description:

Securities Industry Essentials Examination

File number: C2 RG18-016
Date filed: September 11, 2018
Description:

Enhancements under Consideration for the Securities Industry Continuing Education Program

File number: C2 RG18-015
Date filed: September 5, 2018
Description:

Consolidated Audit Trail – Industry Member Technical Specifications

File number: C2 RG18-014
Date filed: August 14, 2018
Description:

FLEX Conversion

File number: C2 RG18-013
Date filed: August 8, 2018
Description:

Consolidated Audit Trail Webcast Alert

File number: C2 RG18-012
Date filed: July 11, 2018
Description:

Prearranged Trades

File number: C2 RG18-011
Date filed: July 3, 2018
Description:

Mandatory Participation in Disaster Recovery Testing

File number: C2 RG18-010
Date filed: July 3, 2018
Description:

Position and Exercise Limit Increases for Options on Certain Exchange Traded Funds and Resumption of SPY Position and Exercise Limits

File number: C2 RG18-009
Date filed: July 2, 2018
Description:

Decrease in the Options Regulatory Fee