Fee Schedule

BATS Options Pricing Changes Effective January 2, 2015

December 31, 2014

Effective Friday, January 2, 2015, BATS Global Markets will introduce the following pricing changes on the BATS Options Exchange, pending filing with the SEC. Please click the title for complete details.

BATS Options Pricing Changes Effective December 1, 2014

November 26, 2014

Effective Monday, December 1, 2014, BATS Global Markets will introduce pricing changes on the BATS Options Exchange, pending filing with the SEC. Changes include a new non-customer penny pilot tier as well as an updated Options Add TCV requirement for the BZX equities exchange Cross Asset Step-Up tier. Please click on the title for complete details.

BATS Announces New Fee Schedule Format

November 14, 2014

Effective November 17, 2014, BZX Exchange and BYX Exchange will release an updated fee schedule format that includes recently announced fee code references for all fees. Additionally, the fee code references will be made available in a downloadable format to provide Members the ability to automate the maintenance of their transaction rate tracking systems. BATS Options plans to release a similarly formatted fee schedule, effective November 21, 2014. Please click on the title for complete details.

BATS Global Markets Access Services Fee Changes for 2015

October 07, 2014

BATS Global Markets announces our 2015 Access Services fee schedule for all U.S. exchanges, which includes BATS BYX Exchange, BZX Exchange, EDGA Exchange, EDGX Exchange and BATS Options Exchange, pending filing with the Securities and Exchange Commission (SEC). Please click the title for complete details.

BATS Options Exchange Pricing Update Effective October 1, 2014

September 30, 2014

BATS Options Exchange is updating routing pricing (pending filing with the SEC) effective Wednesday, October 1, 2014 as highlighted below.

BATS BZX Exchange and BATS Options Exchange Fee Schedule Changes Effective August 1, 2014

July 30, 2014

Effective Friday, August 1, 2014, BATS Global Markets will introduce the following pricing changes on the BATS BZX Exchange and BATS Options Exchange. Please click the title for complete details.

BATS BYX Exchange, BZX Exchange, and BATS Options Exchange Tier Calculation Update Effective July 1, 2014

June 27, 2014

Effective Tuesday, July 1, 2014, BATS BYX Exchange, BZX Exchange, and BATS Options Exchange will exclude trading days with a scheduled early market close from consolidated volume and Member TCV used for establishing pricing tiers.

BATS Options Exchange Fee Schedule Changes Effective June 2, 2014

May 28, 2014

Effective Monday, June 2, 2014, BATS Global Markets will introduce the following pricing changes on the BATS Options Exchange. Click on title for additional details.

BATS BYX Exchange, BZX Exchange and BATS Options Exchange Fee Schedule Changes Effective May 1, 2014

April 29, 2014

Effective Thursday, May 1, 2014, BATS Global Markets will introduce pricing changes on the BATS BYX Exchange (BYX), BATS BZX Exchange (BZX), and BATS Options Exchange. Please click the title for complete details.

BATS Options Exchange Tier Pricing Adjustments

March 20, 2014

Please be advised that as a result of the BATS Options Exchange system issues experienced the morning of March 6, 2014, BATS will exclude all Member Average Daily Volume (ADV) and Total Consolidated Volume (TCV) from pricing tier calculations for that date (pending SEC approval). Click on the title for more information.

Regulatory Transaction Fee Rate Adjustment per SEC Section 31 Rate Change Effective Tuesday, March 18, 2014

March 05, 2014

This Circular is being issued to inform you that in Fee Rate Advisory #3 for Fiscal Year 2014, the SEC announced that effective Tuesday, March 18, 2014, the Section 31 transaction fee rate applicable to securities transactions on the exchanges and over-the-counter markets will increase to $22.10 per million dollars. Until that date, the current rate of $17.40 per million dollars will remain in effect. Please click on the title for complete details.

BATS Options Exchange Opening Process Pricing Effective March 6, 2014

March 05, 2014

BATS Options Exchange is pleased to announce the introduction of the BATS Option Opening Process effective Thursday, March 6, 2014. For more information click on the title.