Cboe Futures Exchanges Disciplinary Actions
- File No. USFI-2059; SG Americas Securities, LLC
- February 21, 2024
- Summary Action; CFE Rule 303A(d) - Order Entry Operator ID
- File No. USFI-1951; Lakeshore Securities LP
- January 18, 2024
- Summary Action; CFE Rule 415(h) - Block Trade Report; CFE Rule 414(k) - Exchange of Contract for Related Position Report