Cboe EDGX U.S. Equities Exchange Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

File number: SR-CboeEDGX-2019-028
Date filed: April 26, 2019
Description:

The Exchange proposes to adopt Rule 21.22.

File number: SR-CboeEDGX-2019-012
Date filed: March 18, 2019
Description:

The Exchange proposes to introduce retail priority.

File number: SR-CboeEDGX-2019-009
Date filed: February 21, 2019
Description:

The Exchange proposes a rule change to adopt a solicited order mechanism on EDGX Options.

Approved and Immediately Effective Rule Changes

File number: SR-EDGX-2011-39
Date filed: December 30, 2011
Description:

EDGX Exchange, Inc. proposes to amend its fees and rebates applicable to Members of the Exchange pursuant to EDGX Rule 15.1(a) and (c).

File number: SR-EDGX-2011-37
Date filed: December 2, 2011
Description:

EDGX Exchange, Inc. proposes to amend existing routing options contained in Rule 11.9(b)(3)(c) to provide Users with more flexible routing options.

File number: SR-EDGX-2011-36
Date filed: November 23, 2011
Description:

EDGX Exchange, Inc. proposes to amend EDGX Rule 11.14 to exclude from the pilot rule all rights and warrants.

File number: SR-EDGX-2011-35
Date filed: November 17, 2011
Description:

EDGX Exchange, Inc. proposes to to modify two existing routing options contained in Rule 11.9to provide Users with additional flexibility in the execution path of the routing options.

File number: SR-EDGX-2011-34
Date filed: October 31, 2011
Description:

EDGA Exchange, Inc. proposes to amend its fee schedule, effective November 1, 2011.

File number: SR-EDGX-2011-33
Date filed: October 12, 2011
Description:

EDGX Exchange, Inc. is submitting this rule filing to the SEC in connection with the proposed business combination of NYSE Euronext and Deutsche Borse AG.

File number: SR-EDGX-2011-31
Date filed: September 30, 2011
Description:

EDGX Exchange, Inc. proposes to amend its fee schedule, effective October 1, 2011.

File number: SR-EDGX-2011-30, Amendment No. 1
Date filed: May 23, 2012
Description:

EDGX Exchange, Inc. proposes to amend SR-EDGX-2011-30 to provide that the proposed changes will be adopted on a pilot basis.

File number: SR-EDGX-2011-30
Date filed: September 27, 2011
Description:

EDGX Exchange, Inc. proposes to amend EDGX Rule 11.14

File number: SR-EDGX-2011-29
Date filed: September 2, 2011
Description:

EDGX Exchange, Inc. proposes to amend its By-Laws.

File number: SR-EDGX-2011-28, Amendment No. 1
Date filed: December 14, 2011
Description:

EDGX Exchange, Inc .proposes to amend SR-EDGX-2011-28 by deleting proposed Rule 11.21(e).

File number: SR-EDGX-2011-28
Date filed: August 30, 2011
Description:

EDGX Exchange, Inc. proposes to amendits Rules regarding the registration and obligations of Market Makers.

File number: SR-EDGX-2011-27
Date filed: August 19, 2011
Description:

EDGX Exchange, Inc. proposes to amend EDGX Rule 1.5(q).

File number: SR-EDGX-2011-26
Date filed: August 19, 2011
Description:

EDGX Exchange, Inc. proposes to amend the fee schedule assessed on members to establish an Annual Membership Fee; a monthly Trading Rights Fee; and a monthly MPID fee, effective September 1, 2011.

File number: SR-EDGX-2011-25
Date filed: August 8, 2011
Description:

EDGX Exchange, Inc. proposes to amend Rule 11.13, governing clearly erroneous executions, so that the rule will continue to operate in the same manner after changes to the single stock trading pause process are effective.

File number: SR-EDGX-2011-24
Date filed: August 5, 2011
Description:

EDGX Exchange, Inc. proposes to amend EDGA Rule 11.13 to extend the operation of a pilot pursuant to the Rule until January 31, 2012.

File number: SR-EDGX-2011-23
Date filed: August 5, 2011
Description:

EDGX Exchange, Inc. proposes to amend EDGX Rule 11.14 to extend the operation of a pilot pursuant to the Rule until January 31, 2012.

File number: SR-EDGX-2011-22
Date filed: July 27, 2011
Description:

EDGX Exchange, Inc. proposes to amend its fee schedule, effective August 1, 2011

File number: SR-EDGX-2011-21
Date filed: July 21, 2011
Description:

EDGX Exchange, Inc. proposes to amend its fee schedule, by charging fees for Members and non-members for certain logical ports used to receive market data, effective August 1, 2011.

File number: SR-EDGX-2011-20
Date filed: July 13, 2011
Description:

EDGX proposes to amend its Rule 11.9 to make changes consistent with the upcoming implementation of the adoption of Rule 15c3-5 under the Act (the "Market Access Rule")

File number: SR-EDGX-2011-19
Date filed: June 30, 2011
Description:

EDGX Exchange, Inc. proposes to amend its Fee Schedule effective July 1, 2011.

File number: SR-EDGX-2011-18
Date filed: June 29, 2011
Description:

EDGX proposes to make available without charge the EDGX Book Feed

File number: SR-EDGX-2011-17
Date filed: May 31, 2011
Description:

EDGX Exchange, Inc. proposes to amend its Fee Schedule effective June 1, 2011

File number: SR-EDGX-2011-16
Date filed: May 27, 2011
Description:

EDGX Exchange proposes to amend its Fee Schedule effective May 27, 2011

File number: SR-EDGX-2011-15
Date filed: May 5, 2011
Description:

EDGX Exchange, Inc. proposes to amend Rule 11..9

File number: SR-EDGX-2011-14, Amendment No. 1
Date filed: June 27, 2011
Description:

Partial amendment to circuit breaker filings to amend the implementation date of 8/8/11.

File number: SR-EDGX-2011-14
Date filed: May 4, 2011
Description:

EDGX proposes to amend Rule 11.13 and 11.14.

File number: SR-EDGX-2011-13
Date filed: April 29, 2011
Description:

EDGX Exchange, Inc. proposes to amend its fee schedule, effective May 1, 2011.

File number: SR-EDGX-2011-12
Date filed: April 20, 2011
Description:

EDGX proposes to extend the pilot period of the inbound router, as described in EDGX Rule 2.12(b).

File number: SR-EDGX-2011-11
Date filed: April 5, 2011
Description:

EDGX Exchange, Inc. proposes to amend EDGX Rule 11.13 to extend the operation of a pilot.

File number: SR-EDGX-2011-10
Date filed: April 5, 2011
Description:

EDGX Exchange, Inc. proposes to amend EDGX Rule 11.14 to extend the operation of the single stock circuit breaker.

File number: SR-EDGX-2011-09
Date filed: April 6, 2011
Description:

EDGX Exchange, Inc. proposes to amend its fee schedule, effectiveApril 6, 2011.

File number: SR-EDGX-2011-08
Date filed: April 1, 2011
Description:

EDGXExchange, Inc. proposes to amend Rule 11.9 to introduce additional routing options to the rule.

File number: SR-EDGX-2011-07
Date filed: March 24, 2011
Description:

EDGX Exchange, Inc. proposes to adopt Rule 3.22 (Proxy Voting), in accordance with the provisions of Section 957 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

File number: SR-EDGX-2011-06
Date filed: March 10, 2011
Description:

EDGX Exchange, Inc.proposes to amend Rules 11.5(c)(11) and Rule 11.9(b)(1)(C) to delete the description of and all references to Step-Up orders.

File number: SR-EDGX-2011-05
Date filed: March 1, 2011
Description:

EDGX Exchange, Inc. proposes to amend its fee schedule, effective March 1, 2011.

File number: SR-EDGX-2011-04
Date filed: February 28, 2011
Description:

EDGXExchange, Inc. proposes to amend Rules 11.5, 11.9, and 11.15 to make certain changes consistent with the upcoming implementation of amendments to Regulation SHO

File number: SR-EDGX-2011-03
Date filed: February 1, 2011
Description:

EDGX Exchange, Inc. to amend its fee schedule, effective February 1, 2011.

File number: SR-EDGX-2011-02
Date filed: January 25, 2011
Description:

EDGX Exchange, Inc. to amend its fee schedule, effective January 25, 2011.

File number: SR-EDGX-2011-01
Date filed: January 21, 2011
Description:

EDGX Exchange, Inc. proposes to amend Rule 11.9 to add its routing options, which are currently contained in its fee schedule, to the rule and to introduce additional options to the rule.