Cboe EDGX U.S. Equities Exchange Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

File number: SR-CboeEDGX-2019-028
Date filed: April 26, 2019
Description:

The Exchange proposes to adopt Rule 21.22.

File number: SR-CboeEDGX-2019-012
Date filed: March 18, 2019
Description:

The Exchange proposes to introduce retail priority.

File number: SR-CboeEDGX-2019-009
Date filed: February 21, 2019
Description:

The Exchange proposes a rule change to adopt a solicited order mechanism on EDGX Options.

Approved and Immediately Effective Rule Changes

File number: SR-EDGX-2010-25
Date filed: December 28, 2010
Description:

EDGX proposes to amend its fee schedule, effective January 1, 2011.

File number: SR-EDGX-2010-24
Date filed: December 13, 2010
Description:

EDGX proposes to amend Rule 11.5(a)(2).

File number: SR-EDGX-2010-23
Date filed: December 9, 2010
Description:

EDGX proposes to amend EDGX Rule 11.13 to extend the operation of a pilot pursuant to the Rule until April 11, 2011.

File number: SR-EDGX-2010-22
Date filed: December 8, 2010
Description:

EDGX proposes to amend EDGX Rule 11.14 to extend the operation of a pilot pursuant to the Rule until April 11, 2011.

File number: SR-EDGX-2010-21
Date filed: December 3, 2010
Description:

EDGX proposes to amend its fee schedule applicable to Members and non-members of the Exchange pursuant to EDGX Rule 15.1(a) and (c). The Exchange also proposes to amend its fees for physical ports. The Exchange intends to implement this rule proposal effective January 1, 2011.

File number: SR-EDGX-2010-20
Date filed: December 1, 2010
Description:

EDGX proposes to amend its fee schedule, effective December 1, 2010.

File number: SR-EDGX-2010-19
Date filed: December 1, 2010
Description:

EDGX proposes to amend its fee schedule to add two new routing options, ROBX and ROBY.

File number: SR-EDGX-2010-18
Date filed: November 30, 2010
Description:

EDGX proposes to amend EDGX Rule 11.9 to offer Anti-Internalization Qualifier ("AIQ") functionality to Exchange Users.

File number: SR-EDGX-2010-16
Date filed: October 29, 2010
Description:

EDGX proposes to amend its fee schedule, effective November 1, 2010.

File number: SR-EDGX-2010-15
Date filed: October 27, 2010
Description:

EDGX proposes to amend Rules 2.5 and 11.4 to permit qualification and registration of Authorized Traders of Members pursuant to certain foreign examination modules equivalent to the Series 7 examination. EDGX also proposes to make a technical amendment to Rule 2.3.

File number: SR-EDGX-2010-14
Date filed: October 20, 2010
Description:

EDGX proposes to amend Rule 11.5(a)(2).

File number: SR-EDGX-2010-13
Date filed: September 30, 2010
Description:

EDGX proposes to amend its fee schedule, effective October 1, 2010.

File number: SR-EDGX-2010-12
Date filed: September 1, 2010
Description:

EDGX proposes to amend its fee schedule, effective September 1, 2010.

File number: SR-EDGX-2010-11
Date filed: August 3, 2010
Description:

EDGX proposes to amend Rule 3.13 to conform it with FINRA Rule 5230.

File number: SR-EDGX-2010-10
Date filed: July 30, 2010
Description:

EDGX proposes to amend its fee schedule, effective August 1, 2010

File number: SR-EDGX-2010-09
Date filed: July 28, 2010
Description:

EDGX proposes to establish a revenue sharing program with Correlix, Inc.

File number: SR-EDGX-2010-08
Date filed: July 22, 2010
Description:

EDGX proposes to amend Rule 11.12 to modify potential liability caps applicable under the rule.

File number: SR-EDGX-2010-07
Date filed: July 14, 2010
Description:

EDGX proposes to amend Rule 11.14 to make a technical change to the rule text.

File number: SR-EDGX-2010-06
Date filed: July 1, 2010
Description:

EDGX proposes to amend its fee schedule to charge for certain physical ports used to connect to the Exchange's systems.

File number: SR-EDGX-2010-05
Date filed: June 30, 2010
Description:

EDGX proposes to amend Rule 11.14 to add additional securities to the pilot rule.

File number: SR-EDGX-2010-04
Date filed: June 30, 2010
Description:

EDGX proposes to establish its initial fees and rebates applicable to Members of theExchange.

File number: SR-EDGX-2010-03
Date filed: June 18, 2010
Description:

Amendment No. 1: This filing supersedes and replaces in its entirety SR-EDGX-2010-03 re. proposed amendments to Rule 11.13 (Clearly Erroneous Executions).

File number: SR-EDGX-2010-02
Date filed: June 3, 2010
Description:

EDGX Exchange, Inc proposes to make changes to its corporate structure to provide that it will be a wholly-owned subsidiary of Direct Edge, Inc instead of Direct Edge Holdings, LLC

File number: SR-EDGX-2010-01
Date filed: May 18, 2010
Description:

EDGX Exchange, Inc is filing a proposed rule change to amend EDGX Rule 11.14, entitled "Trading Halts Due to Extraordinary Market Volatility"