Cboe Equities Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-CboeEDGA-2024-003
- January 19, 2024
- The Exchange proposes to amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) to permit the use of the Post Only order instruction at prices below $1.00.
- SR-CboeEDGA-2024-002
- January 2, 2024
- The Exchange proposes to adopt a CAT Fee Schedule.
Approved and Immediately Effective Rule Changes
- SR-CboeEDGA-2018-019
- November 23, 2018
- The Exchange proposes a rule change to eliminate the liquidity swap component of the Discretionary Range instruction.
- SR-CboeEDGA-2018-018
- November 6, 2018
- The Exchange proposes to update the Fee Code Table in the Fees Schedule.
- SR-CboeEDGA-2018-017
- November 1, 2018
- The Exchange proposes a rule change related to fees.
- SR-CboeEDGA-2018-016
- September 28, 2018
- The Exchange proposes to: 1) establish Purge Ports for equities trading and amend the Interpretations and Policies to Rule 11.10, Order Execution, to reflect the proposed Purge Ports, and (2) modify the EDGA fee schedule to identify and to set fees for Purge Ports.
- SR-CboeEDGA-2018-015
- September 7, 2018
- The Exchange proposes a rule change relating to the Securities Industry Essentials (SIE) Examination.
- SR-CboeEDGA-2018-014
- August 1, 2018
- The Exchange proposes a rule change related to fees.
- SR-CboeEDGA-2018-013
- July 16, 2018
- The Exchange proposes a rule change to amend paragraph (n)(2) of Exchange Rule 11.6 related to Super Aggressive order instructions.
- SR-CboeEDGA-2018-012
- July 2, 2018
- The Exchange proposes a rule change related to fees.
- SR-CboeEDGA-2018-011
- June 13, 2018
- The Exchange proposes a rule change to add a new optional order type modifier to be known as Non-Displayed Swap.
- SR-CboeEDGA-2018-010
- June 1, 2018
- The Exchange proposes a rule change related to fees.
- SR-CboeEDGA-2018-009
- May 21, 2018
- The Exchange proposes a rule change related to fees.
- SR-CboeEDGA-2018-008
- May 14, 2018
- The Exchange proposed a rule change to amend Rule 2.12 to add Cboe Options and C2 Options to the list of affiliated exchanges with respect to Cboe Trading’s role as an inbound router to Cboe exchanges.
- SR-CboeEDGA-2018-005
- March 16, 2018
- The Exchange filed a proposal to amend paragraph (h) of Exchange Rule 11.6 describing the operation of orders with a Minimum Execution Quantity instruction.
- SR-CboeEDGA-2018-004
- March 14, 2018
- The Exchange proposes a rule change to expand an offering known as Cboe Connect to provide connectivity to single dealer platforms connected to the Exchange's network and to propose a per share executed fee for such service.
- SR-CboeEDGA-2018-001
- January 8, 2018
- The Exchange proposes to amend the Market Data section of its fee schedule to harmonize the definition of "Non-Professional User" with that of its affiliates.