Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CboeEDGA-2024-003
January 19, 2024
The Exchange proposes to amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) to permit the use of the Post Only order instruction at prices below $1.00.
SR-CboeEDGA-2024-002
January 2, 2024
The Exchange proposes to adopt a CAT Fee Schedule.

Approved and Immediately Effective Rule Changes

SR-CboeEDGA-2018-019
November 23, 2018
The Exchange proposes a rule change to eliminate the liquidity swap component of the Discretionary Range instruction.
SR-CboeEDGA-2018-018
November 6, 2018
The Exchange proposes to update the Fee Code Table in the Fees Schedule.
SR-CboeEDGA-2018-017
November 1, 2018
The Exchange proposes a rule change related to fees.
SR-CboeEDGA-2018-016
September 28, 2018
The Exchange proposes to: 1) establish Purge Ports for equities trading and amend the Interpretations and Policies to Rule 11.10, Order Execution, to reflect the proposed Purge Ports, and (2) modify the EDGA fee schedule to identify and to set fees for Purge Ports.
SR-CboeEDGA-2018-015
September 7, 2018
The Exchange proposes a rule change relating to the Securities Industry Essentials (SIE) Examination.
SR-CboeEDGA-2018-014
August 1, 2018
The Exchange proposes a rule change related to fees.
SR-CboeEDGA-2018-013
July 16, 2018
The Exchange proposes a rule change to amend paragraph (n)(2) of Exchange Rule 11.6 related to Super Aggressive order instructions.
SR-CboeEDGA-2018-012
July 2, 2018
The Exchange proposes a rule change related to fees.
SR-CboeEDGA-2018-011
June 13, 2018
The Exchange proposes a rule change to add a new optional order type modifier to be known as Non-Displayed Swap.
SR-CboeEDGA-2018-010
June 1, 2018
The Exchange proposes a rule change related to fees.
SR-CboeEDGA-2018-009
May 21, 2018
The Exchange proposes a rule change related to fees.
SR-CboeEDGA-2018-008
May 14, 2018
The Exchange proposed a rule change to amend Rule 2.12 to add Cboe Options and C2 Options to the list of affiliated exchanges with respect to Cboe Trading’s role as an inbound router to Cboe exchanges.
SR-CboeEDGA-2018-005
March 16, 2018
The Exchange filed a proposal to amend paragraph (h) of Exchange Rule 11.6 describing the operation of orders with a Minimum Execution Quantity instruction.
SR-CboeEDGA-2018-004
March 14, 2018
The Exchange proposes a rule change to expand an offering known as Cboe Connect to provide connectivity to single dealer platforms connected to the Exchange's network and to propose a per share executed fee for such service.
SR-CboeEDGA-2018-001
January 8, 2018
The Exchange proposes to amend the Market Data section of its fee schedule to harmonize the definition of "Non-Professional User" with that of its affiliates.