Cboe Global Markets

Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CboeBYX-2021-012
April 26, 2021
The Exchange proposes to amend its process for re-opening securities listed on other national securities exchanges following the resumption of trading after a halt, suspension, or pause during the Early Trading Session, Pre-Opening Session, or After Hours Session.
SR-CboeBYX-2021-009
April 16, 2021
The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.

Approved and Immediately Effective Rule Changes

SR-CboeBYX-2019-025
December 20, 2019
The Exchange proposes to amend Interpretation and Policy .01 of Rule 2.4 to allow the Exchange to provide annual notification to individual Members that are subject to paragraph (b) of Rule 2.4.
SR-CboeBYX-2019-024
December 5, 2019
The Exchange proposes to amend Rule 5.6 to conform to the FinCEN's adoption of a final rule on Customer Due Diligence Requirements for Financial Institutions.
SR-CboeBYX-2019-022
November 19, 2019
The Exchange proposes to amend paragraph (a) of Rule 11.1 to allow the Exchange to accept Stop Orders entered between 6:00 and 7:00 a.m. Eastern Time.
SR-CboeBYX-2019-021
November 13, 2019
The Exchange proposes to amend the fee schedule applicable to the BYX equities trading platform (“BYX Equities”) as it relates to pricing for orders routed to Cboe EDGA Exchange, Inc. (“EDGA”) using the ALLB, TRIM, or SLIM routing strategy.
SR-CboeBYX-2019-020
November 1, 2019
The Exchange proposes to amend its Fees Schedule.
SR-CboeBYX-2019-018
October 16, 2019
The Exchange proposes to extend the current pilot program related to Rule 11.17, Clearly Erroneous Executions, to the close of business on April 20, 2020.
SR-CboeBYX-2019-017
October 15, 2019
The Exchange proposes to extend the pilot related to the market-wide circuit breaker in Rule 11.18.
SR-CboeBYX-2019-016
October 1, 2019
The Exchange proposes to amend the fee schedule.
SR-CboeBYX-2019-014
August 21, 2019
The Exchange proposes to make permanent Rule 11.24, which sets forth the Exchange’s pilot Retail Price Improvement Program.
SR-CboeBYX-2019-011
June 25, 2019
The Exchange proposes to amend the fee schedule applicable to the BYX equities trading platform as it relates to pricing for orders routed to Cboe EDGX Exchange, Inc.
SR-CboeBYX-2019-010
June 25, 2019
The Exchange proposes to extend the pilot period for the Exchange’s Retail Price Improvement Program.
SR-CboeBYX-2019-008
May 1, 2019
The Exchange proposes to amend the fee schedule as it relates to pricing for the use of the TRIM routing strategy.
SR-CboeBYX-2019-007
April 29, 2019
The Exchange proposes to amend Rule 11.13 (Order Execution and Routing), as well as its Fee Schedule, to delete references to the TRIM2 and SWPB routing options.
SR-CboeBYX-2019-005
July 31, 2019
The Exchange proposes to to clarify portions of its rules under Chapter 14 (Securities Traded) related to the applicability of certain disclosure requirements.
SR-CboeBYX-2019-004
April 12, 2019
The Exchange proposes to extend the pilot program related to BYX Rule 11.18, Trading Halts Due to Extraordinary Market Volatility, to the close of business on October 18, 2019.
SR-CboeBYX-2019-003
April 2, 2019
The Exchange proposes to extend the current pilot program related to Rule 11.17, Clearly Erroneous Executions, to the close of business on October 18, 2019.
SR-CboeBYX-2019-002
February 1, 2019
The Exchange proposes a rule change to amend the fee schedule as it relates to pricing for the use of certain routing strategies.
SR-CboeBYX-2019-001
January 7, 2019
The Exchange proposes to amend the Exchange’s Eighth Amended and Restated Bylaws and the Fourth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.