Cboe Global Markets

Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CboeBYX-2021-012
April 26, 2021
The Exchange proposes to amend its process for re-opening securities listed on other national securities exchanges following the resumption of trading after a halt, suspension, or pause during the Early Trading Session, Pre-Opening Session, or After Hours Session.
SR-CboeBYX-2021-009
April 16, 2021
The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.

Approved and Immediately Effective Rule Changes

SR-CboeBYX-2018-025
December 11, 2018
The Exchange proposes a rule change to extend the pilot period for the Exchange’s Retail Price Improvement Program.
SR-CboeBYX-2018-024
November 13, 2018
The Exchange proposes to modify certain Routing Fees.
SR-CboeBYX-2018-022
September 28, 2018
The Exchange proposes to: (1) establish Purge Ports for equities trading and amend the Interpretations and Policies to Rule 11.13, Order Execution and Routing, to reflect the proposed Purge Ports, and (2) modify the BYX fee schedule to identify and to set fees for Purge Ports.
SR-CboeBYX-2018-021
September 20, 2018
The Exchange proposes a rule change related to fees.
SR-CboeBYX-2018-019
September 18, 2018
The Exchange proposes a rule change relating to the Securities Industry Essentials ("SIE") Examination.
SR-CboeBYX-2018-017
August 9, 2018
The Exchange proposes a rule change related to fees.
SR-CboeBYX-2018-015
July 30, 2018
The Exchange proposes a rule change to extend the pilot period for the Exchange's Retail Price Improvement Program, which is currently scheduled to expire on July 31, 2018, until the earlier of approval of the filing to make the Program permanent or December 31, 2018.
SR-CboeBYX-2018-014
July 30, 2018
The Exchange proposes a rule change to amend Rule 11.24 to make permanent the Retail Price Improvement Program, which is currently offered on a pilot basis.
SR-CboeBYX-2018-013
July 25, 2018
The Exchange proposes a rule change to amend Rule 1.5(c), which defines the After Hours Trading Session, to allow trading until 8:00 p.m. ET.
SR-CboeBYX-2018-012
July 16, 2018
The Exchange proposes a rule change to amend paragraph (b)(4)(C) of Exchange Rule 11.13 related to Super Aggressive order instructions.
SR-CboeBYX-2018-011
July 2, 2018
The Exchange proposes a rule change related to fees.
SR-CboeBYX-2018-009
June 18, 2018
The Exchange proposes to add a new optional order type modifier to be known as Non-Displayed Swap.
SR-CboeBYX-2018-006
June 1, 2018
The Exchange proposes a rule change related to fees.
SR-CboeBYX-2018-005
May 14, 2018
The Exchange proposed a rule change to amend Rule 2.12 to add Cboe Options and C2 Options to the list of affiliated exchanges with respect to Cboe Trading’s role as an inbound router to Cboe exchanges.
SR-CboeBYX-2018-004
May 1, 2018
The Exchange proposes a rule change related to fees.
SR-CboeBYX-2018-003
March 16, 2018
The Exchange proposes to amend paragraph (c)(5) of Exchange Rule 11.9 describing the operation of Minimum Quantity Orders.
SR-CboeBYX-2018-002
March 1, 2018
The Exchange proposes a rule change related to fees.
SR-CboeBYX-2018-001
January 8, 2018
The Exchange proposes to amend the Market Data section of its fee schedule to harmonize the definition of "Non-Professional User" with that of its affiliates.