Cboe Global Markets

Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CboeBYX-2021-012
April 26, 2021
The Exchange proposes to amend its process for re-opening securities listed on other national securities exchanges following the resumption of trading after a halt, suspension, or pause during the Early Trading Session, Pre-Opening Session, or After Hours Session.
SR-CboeBYX-2021-009
April 16, 2021
The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.

Approved and Immediately Effective Rule Changes

SR-BYX-2013-041
December 9, 2013
Amendments to the fee schedule of BATS Y-Exchange, Inc.
SR-BYX-2013-039
November 25, 2013
BYX proposal in connection with the proposed business combination of BATS Global Markets, Inc. and Direct Edge Holdings LLC.
SR-BYX-2013-038
October 31, 2013
Amendments to the fee schedule of BATS Y-Exchange, Inc.
SR-BYX-2013-037
October 3, 2013
BYX is proposing to amend Rule 14.1 (Unlisted Trading Privileges) in connection with SEC Rule 10C-1.
SR-BYX-2013-036
October 3, 2013
BYX is proposing to amend Rule 12.6 to make it substantially the same as FINRA Rule 5320.
SR-BYX-2013-035
October 1, 2013
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2013-034
September 30, 2013
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2013-033
September 25, 2013
BYX is proposing to extend a pilot program related to Rule 11.17 (Clearly Erroneous Executions) and to eliminate certain references in Rule 11.17.
SR-BYX-2013-032
September 12, 2013
BYX is eliminating references to an obsolete functionality.
SR-BYX-2013-031
August 30, 2013
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2013-030
August 30, 2013
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2013-029
August 16, 2013
BYX is proposing to set forth in its rules the fees charged for certain Continuing Education.
SR-BYX-2013-028
August 15, 2013
BYX is proposing to amend its registration rules to recognize additional registrations and to clarify existing qualification and continuing education rules.
SR-BYX-2013-027
August 1, 2013
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2013-026
August 1, 2013
BYX is proposing to eliminate the CYCLE routing option effective September 3, 2013.
SR-BYX-2013-025
July 31, 2013
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2013-024
June 28, 2013
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2013-023
June 26, 2013
BYX is proposing to impose fees for certain market data products.
SR-BYX-2013-022
June 25, 2013
BATS Y-Exchange is proposing to make available a BYX last sale feed.
SR-BYX-2013-021
June 13, 2013
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2013-020
June 7, 2013
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2013-019
June 4, 2013
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2013-018
June 3, 2013
A proposed rule change with respect to the authority of the Exchange or BATS Trading, Inc. to cancel orders when a technical or system issue occurs and to describe the operation of an error account for BATS Trading, Inc.
SR-BYX-2013-014
May 3, 2013
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2013-013
April 29, 2013
Proposal to amend the Bylaws of BATS Y-Exchange, Inc.
SR-BYX-2013-012
March 27, 2013
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2013-011
March 22, 2013
BYX is proposing to amend the functionality of the Market Maker Peg Order.
SR-BYX-2013-010
February 28, 2013
BYX is proposing to modify Rule 11.18 in connection with the upcoming operation of the Limit Up-Limit Down Plan.
SR-BYX-2013-009
February 26, 2013
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2013-008
February 12, 2013
BYX is proposing to amend the attestation requirements of Rule 11.24 (Retail Price Improvement Program).
SR-BYX-2013-007
January 30, 2013
BYX is proposing to delay the operative date of changes to the market wide circuit breaker.
SR-BYX-2013-006
January 30, 2013
BYX is proposing to extend a pilot program related to BYX Rule 11.18 (Trading Halts Due to Extraordinary Market Volatility).
SR-BYX-2013-005
January 30, 2013
BYX is proposing to extend a pilot program related to BYX Rule 11.17 (Clearly Erroneous Executions) and to adopt a new provision in connection with Limit Up-Limit Down.
SR-BYX-2013-004
January 29, 2013
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2013-003
January 25, 2013
BYX is proposing to modify Rule 11.9.
SR-BYX-2013-001
January 2, 2013
Amendments to fee schedule of BATS Y-Exchange.