Cboe Global Markets

Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-CboeBYX-2021-012
April 26, 2021
The Exchange proposes to amend its process for re-opening securities listed on other national securities exchanges following the resumption of trading after a halt, suspension, or pause during the Early Trading Session, Pre-Opening Session, or After Hours Session.
SR-CboeBYX-2021-009
April 16, 2021
The Exchange proposes to amend the Sixth Amended and Restated Bylaws of its parent corporation, Cboe Global Markets, Inc.

Approved and Immediately Effective Rule Changes

SR-BYX-2012-024
December 6, 2012
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2012-022
November 19, 2012
BYX is proposing to codify and expand the availability of an Exchange Risk Management Tool.
SR-BYX-2012-021
September 28, 2012
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2012-020
August 31, 2012
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2012-019 Amendment 2
November 13, 2012
Partial amendment to SR-BYX-2012-019.
SR-BYX-2012-019
August 14, 2012
BYX is proposing to establish a Retail Price Improvement (RPI) Program on a pilot basis.
SR-BYX-2012-018
August 3, 2012
BYX is proposing to modify the operation of price sliding functionality.
SR-BYX-2012-017
July 31, 2012
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2012-016
July 24, 2012
BYX is proposing to extend a pilot program related to BYX Rule 11.17 (Clearly Erroneous Executions).
SR-BYX-2012-015
July 24, 2012
BYX is proposing to extend a pilot program related to BYX Rule 11.18 (Trading Halts Due to Extraordinary Market Volatility).
SR-BYX-2012-014
July 6, 2012
BYX is proposing to adopt Rule 3.23 related to Telemarketing.
SR-BYX-2012-013
July 2, 2012
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2012-012 Amendment 1
July 6, 2012
Partial amendment to SR-BYX-2012-012.
SR-BYX-2012-012
June 26, 2012
BYX is proposing to adopt a market maker peg order.
SR-BYX-2012-011
June 15, 2012
BYX is proposing to modify system functionality when the consolidated market is crossed as well as the handling of certain orders that have been routed away.
SR-BYX-2012-010
June 5, 2012
Proposal to temporarily suspend the requirements of Rule 2.6 in connection with the membership of Apex Clearing.
SR-BYX-2012-009
May 23, 2012
BYX is proposing to amend BYX Rule 11.9 to modify the operation of BATS Post Only orders and to make an unrelated change to match trade prevention functionality.
SR-BYX-2012-008
April 25, 2012
BYX is proposing to modify BYX Rule 11.9 to allow optional attribution of orders submitted to the Exchange.
SR-BYX-2012-007
March 19, 2012
BYX is proposing to amend the Certificate of Incorporation of BATS Global Markets, Inc.
SR-BYX-2012-006
March 8, 2012
BYX is proposing to make permanent the rule related to BATS Trading, Inc.'s status as inbound router.
SR-BYX-2012-005
February 1, 2012
Amendments to fee schedule of BATS Y-Exchange.
SR-BYX-2012-004
February 1, 2012
BYX is proposing to add an additional variation of the TRIM routing strategy.
SR-BYX-2012-002
January 6, 2012
BYX is proposing to extend a pilot program related to BATS Rule 11.17 (Clearly Erroneous Executions).
SR-BYX-2012-001
January 6, 2012
BYX is proposing to extend a pilot program related to BATS Rule 11.18 (Trading Halts Due to Extraordinary Market Volatility).