2017 EDGX Exchange Products Circulars

File number: IC 2017-170
Date filed: November 20, 2017
Description:

ProShares Decline of the Retail Store ETF

File number: IC 2017-169
Date filed: November 20, 2017
Description:

ProShares Long Online/Short Stores ETF

File number: IC 2017-168
Date filed: November 20, 2017
Description:

Direxion Daily Pharmaceutical & Medical Bull 3X Shares

File number: IC 2017-167
Date filed: November 10, 2017
Description:

Vanguard Total Corporate Bond ETF

File number: IC 2017-166
Date filed: November 10, 2017
Description:

Principal International Multi-Factor Index ETF

File number: IC 2017-165
Date filed: November 10, 2017
Description:

John Hancock Multifactor Small Cap ETF

File number: IC 2017-164
Date filed: November 10, 2017
Description:

Virtus Glovista Emerging Markets ETF

File number: IC 2017-163
Date filed: November 10, 2017
Description:

J.P. Morgan Exchange-Traded Fund Trust

File number: IC 2017-162
Date filed: November 9, 2017
Description:

Entrepreneur 30 Fund

File number: IC 2017-161
Date filed: November 9, 2017
Description:

Oppenheimer ETF Trust

File number: IC 2017-160
Date filed: November 8, 2017
Description:

Franklin Templeton ETF Trust

File number: IC 2017-159
Date filed: November 8, 2017
Description:

iShares U.S. Dividend and Buyback ETF

File number: IC 2017-158
Date filed: November 6, 2017
Description:

First Trust SMID Cap Rising Dividend Achievers ETF

File number: IC 2017-157
Date filed: November 6, 2017
Description:

First Trust Municipal High Income ETF

File number: IC 2017-156
Date filed: November 6, 2017
Description:

Inspire 100 ETF

File number: IC 2017-155
Date filed: November 6, 2017
Description:

Arrow Investments Trust – Change to Fund CUSIP

File number: IC 2017-154
Date filed: October 31, 2017
Description:

Pacer Funds Trust – Change to Fund Names

File number: IC 2017-153
Date filed: October 31, 2017
Description:

VictoryShares Emerging Market High Dividend Volatility Weighted ETF

File number: IC 2017-152
Date filed: October 31, 2017
Description:

USAA ETF Trust

File number: IC 2017-151
Date filed: October 31, 2017
Description:

USAA ETF Trust

File number: IC 2017-150
Date filed: October 31, 2017
Description:

Northern Lights Fund Trust IV

File number: IC 2017-149
Date filed: October 31, 2017
Description:

Aptus Fortified Value ETF

File number: IC 2017-148
Date filed: October 31, 2017
Description:

Reverse Cap Weighted U.S. Large Cap ETF

File number: IC 2017-147
Date filed: October 30, 2017
Description:

Sage ESG Intermediate Credit ETF

File number: IC 2017-146
Date filed: October 26, 2017
Description:

DBX ETF Trust – Change to Fund Name, Symbol, and Underlying Index

File number: IC 2017-145
Date filed: October 25, 2017
Description:

Principal Exchange-Traded Funds

File number: IC 2017-144
Date filed: October 25, 2017
Description:

iShares Broad USD High Yield Corporate Bond ETF

File number: IC 2017-143
Date filed: October 20, 2017
Description:

IndexIQ Active ETF Trust

File number: IC 2017-142
Date filed: October 20, 2017
Description:

AI Powered Equity ETF

File number: IC 2017-141
Date filed: October 19, 2017
Description:

KraneShares MSCI China Environment Index ETF

File number: IC 2017-140
Date filed: October 19, 2017
Description:

Principal U.S. Mega-Cap Multi-Factor ETF

File number: IC 2017-139
Date filed: October 19, 2017
Description:

Virtus WMC Global Factor Opportunities ETF

File number: IC 2017-138
Date filed: October 19, 2017
Description:

Columbia Diversified Fixed Income Allocation ETF

File number: IC 2017-137
Date filed: October 19, 2017
Description:

KraneShares Emerging Markets Consumer Technology Index ETF

File number: IC 2017-136
Date filed: October 17, 2017
Description:

Global X Iconic U.S. Brands ETF

File number: IC 2017-135
Date filed: October 16, 2017
Description:

Exchange Traded Concepts Trust

File number: IC 2017-134
Date filed: October 16, 2017
Description:

Active Weighting Funds ETF Trust

File number: IC 2017-133
Date filed: October 12, 2017
Description:

Schwab 1000 Index ETF

File number: IC 2017-132
Date filed: October 12, 2017
Description:

Change Finance Diversified Impact U.S. Large Cap Fossil Fuel Free ETF

File number: IC 2017-131
Date filed: October 9, 2017
Description:

VanEck Vectors NDR CMG Long/Flat Allocation ETF

File number: IC 2017-130
Date filed: October 4, 2017
Description:

NuShares ESG US Aggregate Bond ETF

File number: IC 2017-129
Date filed: October 2, 2017
Description:

Hartford Total Return Bond ETF

File number: IC 2017-128
Date filed: October 2, 2017
Description:

iShares, Inc. – Change to Fund Name

File number: IC 2017-127
Date filed: September 29, 2017
Description:

DBX ETF Trust – Change to Fund Names

File number: IC 2017-126
Date filed: September 28, 2017
Description:

Claymore Exchange-Traded Fund Trust

File number: IC 2017-125
Date filed: September 28, 2017
Description:

PowerShares PureBeta US Aggregate Bond Portfolio

File number: IC 2017-124
Date filed: September 28, 2017
Description:

Anfield Capital Diversified Alternatives ETF

File number: IC 2017-123
Date filed: September 21, 2017
Description:

PowerShares Exchange-Traded Fund Trust II

File number: IC 2017-122
Date filed: September 20, 2017
Description:

ETF Series Solutions Trust

File number: IC 2017-121
Date filed: September 15, 2017
Description:

Credit Suisse AG ETNs

File number: IC 2017-120
Date filed: September 15, 2017
Description:

iShares iBonds Dec 2027 Term Corporate ETF

File number: IC 2017-119
Date filed: September 13, 2017
Description:

iShares Trust

File number: IC 2017-118
Date filed: September 13, 2017
Description:

Goldman Sachs Equal Weight U.S. Large Cap Equity ETF

File number: IC 2017-117
Date filed: September 13, 2017
Description:

KraneShares MSCI One Belt One Road Index ETF

File number: IC 2017-116
Date filed: September 12, 2017
Description:

Global X U.S. Preferred ETF

File number: IC 2017-115
Date filed: September 11, 2017
Description:

Goldman Sachs Access High Yield Corporate Bond ETF

File number: IC 2017-114
Date filed: September 11, 2017
Description:

PIMCO Equity Series

File number: IC 2017-113
Date filed: September 8, 2017
Description:

Franklin Templeton ETF Trust

File number: IC 2017-112
Date filed: September 8, 2017
Description:

ETFis Series Trust I

File number: IC 2017-111
Date filed: September 8, 2017
Description:

GraniteShares Gold Shares

File number: IC 2017-110
Date filed: September 6, 2017
Description:

Point Bridge GOP Stock Tracker ETF

File number: IC 2017-109
Date filed: September 5, 2017
Description:

Main Sector Rotation ETF

File number: IC 2017-108
Date filed: August 28, 2017
Description:

Amplify ETF Trust – Change to Fund Name, Symbol, and Underlying Index

File number: IC 2017-107
Date filed: August 25, 2017
Description:

First Trust Institutional Preferred Securities and Income ETF

File number: IC 2017-106
Date filed: August 25, 2017
Description:

Spinnaker ETF Trust

File number: IC 2017-105
Date filed: August 22, 2017
Description:

First Trust Dorsey Wright People’s Portfolio ETF

File number: IC 2017-104
Date filed: August 22, 2017
Description:

Direxion Daily Emerging Markets Bond Bull 3X Shares

File number: IC 2017-103
Date filed: August 21, 2017
Description:

Citigroup Global Markets Holdings Inc.

File number: IC 2017-102
Date filed: August 16, 2017
Description:

iShares Russell 1000 Pure U.S. Revenue ETF

File number: IC 2017-101
Date filed: August 16, 2017
Description:

First Trust Dow 30 Equal Weight ETF

File number: IC 2017-100
Date filed: August 4, 2017
Description:

Transamerica ETF Trust

File number: IC 2017-099
Date filed: August 2, 2017
Description:

USCF Funds Trust

File number: IC 2017-096
Date filed: July 19, 2017
Description:

ProShares Equities for Rising Rates ETF

File number: IC 2017-095
Date filed: July 19, 2017
Description:

iShares ESG USD Corporate Bond ETFs

File number: IC 2017-094
Date filed: July 19, 2017
Description:

Legg Mason Small-Cap Quality Value ETF

File number: IC 2017-093
Date filed: July 19, 2017
Description:

AdvisorShares New Tech and Media ETF

File number: IC 2017-092
Date filed: July 19, 2017
Description:

Direxion Daily EURO STOXX Bull 3X Shares

File number: IC 2017-091
Date filed: July 12, 2017
Description:

PowerShares Exchange-Traded Fund Trust II

File number: IC 2017-090
Date filed: July 12, 2017
Description:

iShares Trust

File number: IC 2017-089
Date filed: July 12, 2017
Description:

Oppenheimer Revenue Weighted ETF Trust

File number: IC 2017-088
Date filed: July 12, 2017
Description:

Inspire Corporate Bond Impact ETF

File number: IC 2017-087
Date filed: July 10, 2017
Description:

Principal Spectrum Preferred Securities Active ETF

File number: IC 2017-086
Date filed: July 10, 2017
Description:

ProSports Sponsors ETF

File number: IC 2017-085
Date filed: July 7, 2017
Description:

FormulaFolios Income ETF

File number: IC 2017-084
Date filed: July 6, 2017
Description:

iShares Russell 2500 ETF

File number: IC 2017-083
Date filed: July 6, 2017
Description:

Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF

File number: IC 2017-082
Date filed: July 6, 2017
Description:

Virtus Enhanced Short U.S. Equity ETF

File number: IC 2017-081
Date filed: July 6, 2017
Description:

US Global GO Gold and Precious Metals Miners ETF

File number: IC 2017-080
Date filed: July 6, 2017
Description:

ClearShares OCIO ETF

File number: IC 2017-079
Date filed: June 28, 2017
Description:

WisdomTree U.S. Multifactor Fund

File number: IC 2017-078
Date filed: June 27, 2017
Description:

TrimTabs All Cap International Free-Cash-Flow ETF

File number: IC 2017-077
Date filed: June 26, 2017
Description:

VictoryShares US Multi-Factor Minimum Volatility ETF

File number: IC 2017-076
Date filed: June 26, 2017
Description:

First Trust California Municipal High Income ETF

File number: IC 2017-075
Date filed: June 26, 2017
Description:

First Trust Exchange-Traded Fund VI

File number: IC 2017-074
Date filed: June 26, 2017
Description:

Guggenheim Multi-Factor Large Cap ETF

File number: IC 2017-073
Date filed: June 16, 2017
Description:

Pacer Funds Trust

File number: IC 2017-072
Date filed: June 15, 2017
Description:

Brand Value ETF

File number: IC 2017-071
Date filed: June 15, 2017
Description:

Cushing 30 MLP Index ETNs due June 15, 2037

File number: IC 2017-070
Date filed: June 13, 2017
Description:

Goldman Sachs Access Investment Grade Corporate Bond ETF

File number: IC 2017-069
Date filed: June 6, 2017
Description:

NuShares ETF Trust

File number: IC 2017-068
Date filed: June 5, 2017
Description:

FormulaFolio Funds

File number: IC 2017-067
Date filed: June 1, 2017
Description:

Cambria Core Equity ETF

File number: IC 2017-066
Date filed: June 1, 2017
Description:

Legg Mason ETF Investment Trust

File number: IC 2017-065
Date filed: June 1, 2017
Description:

iShares J.P. Morgan EM Corporate Bond ETF

File number: IC 2017-064
Date filed: May 23, 2017
Description:

GraniteShares ETF Trust

File number: IC 2017-063
Date filed: May 31, 2017
Description:

Amplify YieldShares Oil Hedged MLP Income ETF

File number: IC 2017-062
Date filed: May 18, 2017
Description:

JPMorgan Ultra-Short Income ETF

File number: IC 2017-061
Date filed: May 17, 2017
Description:

IQ Chaikin U.S. Small Cap ETF

File number: IC 2017-060
Date filed: May 17, 2017
Description:

WisdomTree Barclays Yield Enhanced U.S. Short-Term Aggregate Bond Fund

File number: IC 2017-059
Date filed: May 10, 2017
Description:

ClearBridge All Cap Growth ETF

File number: IC 2017-058
Date filed: May 10, 2017
Description:

Direxion Shares ETF Trust

File number: IC 2017-057
Date filed: May 10, 2017
Description:

Lattice Strategies Trust

File number: IC 2017-056
Date filed: May 9, 2017
Description:

Principal Active Global Dividend Income ETF

File number: IC 2017-055
Date filed: May 2, 2017
Description:

VelocityShares ETNs

File number: IC 2017-054
Date filed: May 2, 2017
Description:

Alpha Architect Value Momentum Trend ETF

File number: IC 2017-053
Date filed: April 27, 2017
Description:

Credit Suisse X-Links Crude Oil Shares Covered Call ETNs due April 24, 2037

File number: IC 2017-052
Date filed: April 27, 2017
Description:

Franklin Templeton ETF Trust

File number: IC 2017-051
Date filed: April 26, 2017
Description:

iShares MSCI Argentina and Global Exposure ETF

File number: IC 2017-050
Date filed: April 24, 2017
Description:

ETF Industry Exposure & Financial Services ETF

File number: IC 2017-049
Date filed: April 24, 2017
Description:

VictoryShares Dividend Accelerator ETF

File number: IC 2017-048
Date filed: April 13, 2017
Description:

SerenityShares Impact ETF

File number: IC 2017-047
Date filed: April 12, 2017
Description:

First Trust Exchange-Traded Fund VIII

File number: IC 2017-046
Date filed: April 12, 2017
Description:

iShares iBonds Dec 2023 Term Muni Bond ETF

File number: IC 2017-045
Date filed: April 6, 2017
Description:

JPMorgan Global Bond Opportunities ETF

File number: IC 2017-044
Date filed: April 5, 2017
Description:

NuShares Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF

File number: IC 2017-043
Date filed: April 5, 2017
Description:

Direxion Auspice Broad Commodity Strategy ETF

File number: IC 2017-042
Date filed: April 5, 2017
Description:

PowerShares S&P ETFs

File number: IC 2017-041
Date filed: April 5, 2017
Description:

Cambria Tail Risk ETF

File number: IC 2017-040
Date filed: April 5, 2017
Description:

Bloomberg Commodity ETFs

File number: IC 2017-039
Date filed: March 30, 2017
Description:

Arrow Reserve Capital Management ETF

File number: IC 2017-038
Date filed: March 29, 2017
Description:

ProShares UltraPro 3x Crude Oil ETFs

File number: IC 2017-037
Date filed: March 29, 2017
Description:

iShares Core MSCI International Developed Markets ETF

File number: IC 2017-036
Date filed: March 29, 2017
Description:

Active Alts Contrarian ETF

File number: IC 2017-035
Date filed: March 29, 2017
Description:

CWA Income ETF

File number: IC 2017-034
Date filed: March 23, 2017
Description:

O'Shares FTSE Russell International Quality Dividend ETF

File number: IC 2017-033
Date filed: March 23, 2017
Description:

Hartford Funds Exchange-Traded Trust

File number: IC 2017-032
Date filed: March 20, 2017
Description:

Saba Closed-End Funds ETF

File number: IC 2017-031
Date filed: March 20, 2017
Description:

iPath Series B Bloomberg Natural Gas Total Return Subindex Total Return ETN

File number: IC 2017-030
Date filed: March 16, 2017
Description:

WisdomTree Europe Domestic Economy Fund

File number: IC 2017-029
Date filed: March 7, 2017
Description:

VanEck Vectors Green Bond ETF

File number: IC 2017-028
Date filed: March 7, 2017
Description:

Northern Lights Fund Trust IV

File number: IC 2017-027
Date filed: March 7, 2017
Description:

Global X U.S. Infrastructure Development ETF

File number: IC 2017-026
Date filed: February 22, 2017
Description:

PowerShares Actively Managed Exchange-Traded Fund Trust

File number: IC 2017-025
Date filed: February 15, 2017
Description:

First Trust TCW Opportunistic Fixed Income ETF

File number: IC 2017-024
Date filed: February 15, 2017
Description:

IQ S&P High Yield Low Volatility Bond ETF

File number: IC 2017-023
Date filed: February 15, 2017
Description:

SPDR Long Dollar Gold Trust

File number: IC 2017-022
Date filed: February 15, 2017
Description:

Royal Bank of Canada Exchange Traded Notes

File number: IC 2017-021
Date filed: February 15, 2017
Description:

WisdomTree Global ex-Mexico Equity Fund

File number: IC 2017-020
Date filed: February 15, 2017
Description:

InfraCap REIT Preferred ETF

File number: IC 2017-019
Date filed: February 14, 2017
Description:

Tortoise Water Fund

File number: IC 2017-018
Date filed: February 14, 2017
Description:

Global X Founder-Run Companies ETF

File number: IC 2017-017
Date filed: February 15, 2017
Description:

Franklin Liberty International Opportunities ETF

File number: IC 2017-016
Date filed: January 31, 2017
Description:

Dhandho Junoon ETF

File number: IC 2017-015
Date filed: January 31, 2017
Description:

Davis Select ETFs

File number: IC 2017-014
Date filed: January 31, 2017
Description:

Virtus Cumberland Municipal Bond ETF

File number: IC 2017-013
Date filed: January 31, 2017
Description:

PowerShares Exchange-Traded Fund Trust II

File number: IC 2017-012
Date filed: January 31, 2017
Description:

Alpha Architect ETF Trust

File number: IC 2017-011
Date filed: January 25, 2017
Description:

QuantX Funds

File number: IC 2017-010
Date filed: January 12, 2017
Description:

Pacer Funds Trust - Change to Fund Name and Ticker

File number: IC 2017-009
Date filed: January 11, 2017
Description:

ALPS/Dorsey Wright Sector Momentum ETF

File number: IC 2017-007
Date filed: January 5, 2017
Description:

Direxion Shares ETF Trust

File number: IC 2017-006
Date filed: January 5, 2017
Description:

Legg Mason Global Infrastructure ETF

File number: IC 2017-005
Date filed: January 5, 2017
Description:

O'Shares FTSE Russell Small Cap Quality Dividend ETF

File number: IC 2017-004
Date filed: January 5, 2017
Description:

WBI Power Factor High Dividend ETF

File number: IC 2017-003
Date filed: January 5, 2017
Description:

BMO Elkhorn DWA MLP Select Index Exchange Traded Notes due December 10, 2036

File number: IC 2017-002
Date filed: January 5, 2017
Description:

John Hancock Multifactor Developed International ETF