2019 BZX Exchange Products Circulars

File number: IC 2019-102
Date filed: August 19, 2019
Description:

First Trust EIP Carbon Impact ETF

File number: IC 2019-101
Date filed: July 31, 2019
Description:

Innovator ETFs Trust

File number: IC 2019-100
Date filed: July 30, 2019
Description:

IQ Ultra Short Duration ETF

File number: IC 2019-099
Date filed: July 24, 2019
Description:

Cambria Cannabis ETF

File number: IC 2019-098
Date filed: July 23, 2019
Description:

Principal Exchange-Traded Funds

File number: IC 2019-097
Date filed: July 22, 2019
Description:

Amplify Seymour Cannabis ETF

File number: IC 2019-096
Date filed: July 18, 2019
Description:

WBI BullBear Trend Switch US Total Return ETF

File number: IC 2019-095
Date filed: July 16, 2019
Description:

Wahed FTSE USA Shariah ETF

File number: IC 2019-094
Date filed: July 16, 2019
Description:

FlexShares Trust

File number: IC 2019-093
Date filed: July 9, 2019
Description:

The Cannabis ETF

File number: IC 2019-092
Date filed: July 9, 2019
Description:

Aptus Collared Income Opportunity ETF

File number: IC 2019-091
Date filed: June 25, 2019
Description:

Xtrackers S&P 500 ESG ETF

File number: IC 2019-090
Date filed: June 24, 2019
Description:

ROBO Global Healthcare Technology and Innovation ETF

File number: IC 2019-089
Date filed: June 18, 2019
Description:

Tactical Income ETF

File number: IC 2019-088
Date filed: June 12, 2019
Description:

iShares Trust

File number: IC 2019-087
Date filed: June 12, 2019
Description:

Krane Shares Trust

File number: IC 2019-086
Date filed: June 6, 2019
Description:

iShares Edge MSCI Multifactor USA Mid-Cap ETF

File number: IC 2019-085
Date filed: June 6, 2019
Description:

Listed Funds Trust

File number: IC 2019-084
Date filed: June 5, 2019
Description:

Roundhill BITKRAFT Esports & Digital Entertainment ETF

File number: IC 2019-083
Date filed: June 3, 2019
Description:

Nuveen ESG Large-Cap ETF

File number: IC 2019-082
Date filed: May 31, 2019
Description:

Innovator ETFs Trust

File number: IC 2019-081
Date filed: May 29, 2019
Description:

WBI BullBear Trend Switch 3000 Total Return ETF

File number: IC 2019-080
Date filed: May 28, 2019
Description:

Invesco – Changes to Fund Names and CUSIPs

File number: IC 2019-079
Date filed: May 23, 2019
Description:

FQF Trust

File number: IC 2019-078
Date filed: May 23, 2019
Description:

WisdomTree Modern Tech Platform Fund

File number: IC 2019-077
Date filed: May 22, 2019
Description:

Freedom 100 Emerging Markets ETF

File number: IC 2019-076
Date filed: May 21, 2019
Description:

Exchange Listed Funds Trust

File number: IC 2019-075
Date filed: May 16, 2019
Description:

Acquirers Fund

File number: IC 2019-074
Date filed: May 15, 2019
Description:

VanEck Vectors Municipal Allocation ETF

File number: IC 2019-073
Date filed: May 14, 2019
Description:

Quadratic Interest Rate Volatility and Inflation Hedge ETF

File number: IC 2019-072
Date filed: May 14, 2019
Description:

iShares ESG MSCI USA Leaders ETF

File number: IC 2019-071
Date filed: May 14, 2019
Description:

Amplify CrowdBureau Peer-to-Peer Lending & Crowdfunding ETF

File number: IC 2019-070
Date filed: May 10, 2019
Description:

Barclays Bank PLC

File number: IC 2019-069
Date filed: May 9, 2019
Description:

Pacer US Cash Cows Growth ETF

File number: IC 2019-068
Date filed: May 9, 2019
Description:

SoFi Gig Economy ETF

File number: IC 2019-067
Date filed: May 9, 2019
Description:

iM DBi Managed Futures Strategy ETF

File number: IC 2019-066
Date filed: May 9, 2019
Description:

SoFi 50 ETF

File number: IC 2019-065
Date filed: May 8, 2019
Description:

iShares iBonds Term High Yield and Income ETFs

File number: IC 2019-064
Date filed: May 6, 2019
Description:

Sprott Physical Gold Trust

File number: IC 2019-063
Date filed: May 6, 2019
Description:

Sprott Physical Silver Trust

File number: IC 2019-062
Date filed: May 6, 2019
Description:

Sprott Physical Gold and Silver Trust

File number: IC 2019-061
Date filed: May 6, 2019
Description:

Pacer Cash Cows Fund of Funds ETF

File number: IC 2019-060
Date filed: May 6, 2019
Description:

Pacer Trendpilot Fund of Funds ETF

File number: IC 2019-059
Date filed: May 6, 2019
Description:

Pacer Emerging Markets Cash Cows 100 ETF

File number: IC 2019-058
Date filed: May 6, 2019
Description:

Pacer Trendpilot International ETF

File number: IC 2019-057
Date filed: May 1, 2019
Description:

Barclays Bank PLC – Change to Security Symbols

File number: IC 2019-056
Date filed: May 1, 2019
Description:

Timothy Plan

File number: IC 2019-055
Date filed: April 30, 2019
Description:

iShares Trust – Change to Index Name

File number: IC 2019-054
Date filed: April 25, 2019
Description:

Virtus Seix Senior Loan ETF

File number: IC 2019-053
Date filed: April 25, 2019
Description:

Principal Ultra-Short Active Income ETF

File number: IC 2019-052
Date filed: April 22, 2019
Description:

iShares Self-Driving EV and Tech ETF

File number: IC 2019-051
Date filed: April 22, 2019
Description:

AdvisorShares Pure Cannabis ETF

File number: IC 2019-050
Date filed: April 22, 2019
Description:

Global X Cloud Computing ETF

File number: IC 2019-049
Date filed: April 18, 2019
Description:

Global X Russell 2000 Covered Call ETF

File number: IC 2019-048
Date filed: April 17, 2019
Description:

iShares iBonds Dec 2028 Term Muni Bond ETF

File number: IC 2019-047
Date filed: April 16, 2019
Description:

KraneShares MSCI Emerging Markets ex China Index ETF

File number: IC 2019-046
Date filed: April 16, 2019
Description:

Goldman Sachs Access Ultra Short Bond ETF

File number: IC 2019-045
Date filed: April 12, 2019
Description:

Tidal ETF Trust

File number: IC 2019-044
Date filed: April 12, 2019
Description:

Procure Space ETF

File number: IC 2019-043
Date filed: April 12, 2019
Description:

Bank of Montreal Notes

File number: IC 2019-042
Date filed: April 12, 2019
Description:

iShares iBonds Dec 2027 Term Muni Bond ETF

File number: IC 2019-041
Date filed: April 10, 2019
Description:

Global X Genomics & Biotechnology ETF

File number: IC 2019-040
Date filed: April 8, 2019
Description:

WisdomTree India Ex-State-Owned Enterprises Fund

File number: IC 2019-039
Date filed: April 3, 2019
Description:

iShares iBonds Dec 2026 Term Muni Bond ETF

File number: IC 2019-038
Date filed: April 3, 2019
Description:

Bank of Montreal Notes

File number: IC 2019-037
Date filed: April 3, 2019
Description:

SSGA Active Trust

File number: IC 2019-036
Date filed: March 29, 2019
Description:

Innovator ETFs Trust

File number: IC 2019-035
Date filed: March 28, 2019
Description:

WisdomTree Trust – Change to Funds

File number: IC 2019-034
Date filed: March 25, 2019
Description:

NETLease Corporate Real Estate ETF

File number: IC 2019-033
Date filed: March 21, 2019
Description:

DeltaShares S&P EM 100 & Managed Risk ETF

File number: IC 2019-032
Date filed: March 21, 2019
Description:

iShares Focused Value Factor ETF

File number: IC 2019-031
Date filed: March 21, 2019
Description:

BlackRock U.S. Equity Factor Rotation ETF

File number: IC 2019-030
Date filed: March 20, 2019
Description:

Hoya Capital Housing ETF

File number: IC 2019-029
Date filed: March 20, 2019
Description:

RYZZ Managed Futures Strategy Plus ETF

File number: IC 2019-028
Date filed: March 13, 2019
Description:

John Hancock Multifactor Media and Communications ETF

File number: IC 2019-027
Date filed: March 12, 2019
Description:

JPMorgan BetaBuilders U.S. Equity ETF & JPMorgan BetaBuilders 1-5 Year U.S. Aggregate Bond ETF

File number: IC 2019-026
Date filed: March 12, 2019
Description:

Salt Low truBeta US Market ETF

File number: IC 2019-025
Date filed: March 7, 2019
Description:

Xtrackers MSCI USA ESG Leaders Equity ETF

File number: IC 2019-024
Date filed: March 7, 2019
Description:

iShares Trust

File number: IC 2019-023
Date filed: March 7, 2019
Description:

Goldman Sachs ETF Trust

File number: IC 2019-022
Date filed: March 6, 2019
Description:

Defiance Next Gen Connectivity ETF

File number: IC 2019-021
Date filed: March 1, 2019
Description:

Fidelity Small-Mid Factor ETF

File number: IC 2019-020
Date filed: February 27, 2019
Description:

Fidelity Covington Trust

File number: IC 2019-019
Date filed: February 14, 2019
Description:

Pacific Global US Equity Income ETF

File number: IC 2019-018
Date filed: February 8, 2019
Description:

Western Asset Short Duration Income ETF

File number: IC 2019-017
Date filed: February 8, 2019
Description:

ETFis Series Trust I

File number: IC 2019-016
Date filed: February 7, 2019
Description:

AdvisorShares Sabretooth ETF

File number: IC 2019-015
Date filed: February 5, 2019
Description:

ARK Fintech Innovation ETF

File number: IC 2019-014
Date filed: February 1, 2019
Description:

Amplify International Online Retail ETF

File number: IC 2019-013
Date filed: January 31, 2019
Description:

Managed Portfolio Series

File number: IC 2019-012
Date filed: January 30, 2019
Description:

Aware Ultra-Short Duration Enhanced Income ETF

File number: IC 2019-011
Date filed: January 29, 2019
Description:

JPMorgan Core Plus Bond ETF

File number: IC 2019-010
Date filed: January 25, 2019
Description:

First Trust Long Duration Opportunities ETF

File number: IC 2019-009
Date filed: January 22, 2019
Description:

Direxion Shares ETF Trust

File number: IC 2019-008
Date filed: January 22, 2019
Description:

ProShares Trust

File number: IC 2019-007
Date filed: January 22, 2019
Description:

Direxion Shares ETF Trust

File number: IC 2019-006
Date filed: January 22, 2019
Description:

NuShares ETF Trust - Change to Fund Names

File number: IC 2019-005
Date filed: January 7, 2019
Description:

First Trust Low Duration Strategic Focus ETF

File number: IC 2019-004
Date filed: January 7, 2019
Description:

Syntax Stratified LargeCap ETF

File number: IC 2019-003
Date filed: January 7, 2019
Description:

Cambria ETF Trust - Change to Funds

File number: IC 2019-002
Date filed: January 7, 2019
Description:

J.P. Morgan Exchange-Traded Fund Trust - Change to Fund Name

File number: IC 2019-001
Date filed: January 2, 2019
Description:

ERShares Non-US Small Cap ETF