2018 BYX Exchange Regulatory Circulars

File number: RC_18-003
Date filed: March 12, 2018
Description:

Consolidated Audit Trail Clock Synchronization Notice to Industry Members

File number: RC 18-002
Date filed: February 14, 2018
Description:

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

File number: RC 18-001
Date filed: February 14, 2018
Description:

Filing of Annual Audits