CLP Securities

The following are securities participating in the Cboe CLP program.

CLP Security Name ETP CLP(s) Date Initiated Basic CLP Fee Supplemental CLP Fee Withdrawal/
Termination Date
CLP Company
iShares MSCI United Kingdom Small-Cap ETF (Bats: EWUS) Jane Street, C&C Trading, KCG 01/02/2015 $5,000 $25,000 06/30/2016 iShares, Inc.
ProShares Global Listed Private Equity ETF (Bats: PEX) Jane Street, C&C Trading 01/02/2015 $5,000 $25,000 09/30/2016 ProShares Trust
iShares Liquidity Income ETF (Bats: ICSH) Jane Street, C&C Trading, KCG 01/02/2015 $5,000 $25,000 09/30/2016 iShares, Inc.
ProShares High Yield-Interest Rate Hedged ETF (Bats: HYHG) Jane Street, C&C Trading 01/02/2015 $5,000 $25,000 04/29/2016 ProShares Trust
iShares Short Maturity Municipal Bond ETF (Bats: MEAR) Jane Street, C&C Trading 03/05/2015 $5,000 $25,000 06/30/2016 iShares, Inc.
iShares MSCI Norway Capped ETF (Bats: ENOR) Jane Street, C&C Trading 01/02/2015 $5,000 $25,000 06/30/2016 iShares, Inc.
ProShares Short Term USD Emerging Markets Bond ETF (Bats: EMSH) Jane Street, C&C Trading, KCG 01/02/2015 $5,000 $25,000 09/30/2016 ProShares Trust
iShares MSCI India Small-Cap ETF (Bats: SMIN) Jane Street, C&C Trading, KCG 01/02/2015 $5,000 $25,000 06/30/2016 iShares, Inc.
iShares MSCI Emerging Markets Horizon ETF (Bats: EMHZ) Jane Street, C&C Trading, KCG 10/16/2014 $5,000 $25,000 06/30/2016 ProShares Trust
iShares B-Ca Rated Corporate Bond ETF (Bats: QLTC) Jane Street, C&C Trading, KCG, DRW 01/02/2015 $5,000 $25,000 06/30/2016 iShares, Inc.
iShares Baa-Ba Rated Corporate Bond ETF (Bats: QLTB) Jane Street, C&C Trading, KCG, DRW 01/02/2015 $5,000 $25,000 06/30/2016 iShares, Inc.
iShares Global ex USD High Yield Corporate Bond ETF (Bats: HYXU) Jane Street, DRW, KCG 01/02/2015 $5,000 $25,000 06/30/2016 iShares, Inc.
ValueShares U.S. Quantitative Value ETF (Bats: QVAL) KCG 10/22/2014 $5,000 $0 03/31/2015 Alpha Architect
iShares Morningstar Multi-Asset Income ETF (Bats: IYLD) Jane Street, C&C Trading, KCG, DRW 01/02/2015 $5,000 $25,000 06/30/2016 iShares, Inc.
iShares Convertible Bond ETF (Bats: ICVT) Jane Street, Wolverine 06/04/2015 $5,000 $25,000 06/30/2016 iShares, Inc.
iShares MSCI Norway Capped ETF (Bats: EFNL) Jane Street, C&C Trading 01/02/2015 $5,000 $25,000 06/30/2016 iShares, Inc.
iShares MSCI Australia Small-Cap ETF (Bats: EWAS) Jane Street, C&C Trading, KCG 01/02/2015 $5,000 $25,000 08/21/2015 iShares, Inc.
ProShares Investment Grade-Interest Rate Hedged ETF (Bats: IGHG) Jane Street, C&C Trading, KCG 01/02/2015 $5,000 $25,000 04/29/2016 ProShares Trust
ValueShares International Quantitative Value ETF (Bats: IVAL) KCG 12/17/2014 $5,000 $0 03/31/2015 Alpha Architect
ProShares Merger ETF (Bats: MRGR) Jane Street, C&C Trading 01/02/2015 $5,000 $25,000 09/30/2016 ProShares Trust
iShares MSCI Denmark Capped ETF (Bats: EDEN) Jane Street, C&C Trading 01/02/2015 $5,000 $25,000 06/30/2016 iShares, Inc.
iShares Global high Yield Corporate Bond ETF (Bats: GHYG) Jane Street, C&C Trading, KCG 01/02/2015 $5,000 $25,000 06/30/2016 iShares, Inc.
iShares Edge U.S. Fixed Income Balanced Risk ETF (Bats: FIBR) Jane Street, C&C Trading 02/26/2015 $5,000 $25,000 06/30/2016 iShares, Inc.
ProShares CDS North American HY Credit ETF (Bats: TYTE) Jane Street, C&C Trading 08/07/2014 $5,000 $25,000 05/18/2016 ProShares Trust
ProShares CDS Short North American HY Credit ETF (Bats: WYDE) Jane Street, C&C Trading, KCG 08/07/2014 $5,000 $25,000 09/30/2016 ProShares Trust
iShares Short Maturity Bond ETF (Bats: NEAR) Jane Street, C&C Trading, KCG, DRW 01/02/2015 $5,000 $25,000 09/30/2016 iShares, Inc.
iShares MSCI India ETF (Bats: INDA) Jane Street, C&C Trading, KCG 01/02/2015 $5,000 $25,000 05/29/2015 iShares, Inc.
iShares MSCI Canada Small-Cap ETF (Bats: EWCS) Jane Street, C&C Trading, KCG 01/02/2015 $5,000 $25,000 08/21/2015 iShares, Inc.
iShares Emerging Markets High Yield Bond ETF (Bats: EMHY) Jane Street, C&C Trading, KCG, DRW 01/02/2015 $5,000 $25,000 06/30/2016 iShares, Inc.
iShares MSCI Germany Small-Cap ETF (Bats: EWGS) Jane Street, C&C Trading, KCG 01/02/2015 $5,000 $25,000 06/30/2016 iShares, Inc.
iShares Emerging Markets Corporate Bond ETF (Bats: CEMB) Jane Street, C&C Trading, KCG 01/02/2015 $5,000 $25,000 06/30/2016 iShares, Inc.

Questions?

For more information about the CLP program, please contact the Listing Department at 913.815.7100 or listings@bats.com.