Fee Schedule

BATS Chi-X Europe: Pricing Effective 1st January 2014

September 27, 2013 11:07:42

Dear BATS Chi-X Customers,

BATS Chi-X Europe is pleased to confirm its pricing schedule effective 1st January 2014.

Trading

* All pricing for order book, onward routing executions and exchange trade reports will remain unchanged

Market Data

* All Market Data fees will remain unchanged

Connectivity

* All installation fees remain unchanged
* Allocation of free redundant sets of ports remain unchanged
* Monthly order entry port fees remain unchanged
* Monthly Multicast PITCH - GRP & SPIN port fees remain unchanged
* Changes to DROP and TCP PITCH port fees will become effective 1st January 2014
* Changes to physical connectivity fees will become effective from 1st January 2014

* The current Connectivity Pricing Schedule can be found at http://cdn.batstrading.com/resources/participant_resources/BATSEuro_ConnPricing.pdf

* The new Connectivity Pricing Schedule - Effective 1st January 2014 can be found at http://cdn.batstrading.com/resources/participant_resources/BATSEuro_ConnPricing_Effective.pdf

All pricing schedules can be found on our support page at http://www.batstrading.co.uk/support/.

If you have any questions, please contact your Account Manager for further information. All current and historical notices are available online at www.batstrading.co.uk/alerts.

Thank you for your continued support.

Trade Desk
BATS Chi-X Europe ... Making Markets Better
P: +44.207.012.8901
E: [email protected]
www.batstrading.co.uk
* BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority.

REMINDER: BATS Chi-X Europe: Upcoming changes to Connectivity Pricing for Multicast GRP & SPIN ports, effective 1st July 2013

June 14, 2013 15:14:25

Dear BATS Chi-X Europe Participants

This a reminder to the previously announced Trade Desk Notice below, sent out on Friday, 17th May 2013, to inform Participants of important changes to the Multicast GRP & SPIN charges previously announced in December 2012. The revised charging structure is outlined below:

GRP & SPIN Fees - Effective 1st July 2013

Trading Participants

· BATS Chi-X Europe Trading Participants will receive one free set* of GRP and SPIN ports.

· Each subsequent set* of GRP and SPIN ports will be charged at £400 per month with a cap of £5000 per month.

Non-trading Participants

· BATS Chi-X Europe Non-Trading Participants (extranets and vendors) will receive one free set* of GRP and SPIN ports.

· Each subsequent set* of GRP and SPIN ports will be charged at £400 per month with a cap of £10000 per month.

*GRP & SPIN set: Includes redundant access to all order books, charge applies to GRP A & C ports only, ports B,D & E are included for redundancy without charge.

Connectivity Fees: http://cdn.batstrading.com/resources/participant_resources/BATSEuro_ConnPricing.pdf

Please contact the Trade Desk or your Account Manager if you have any questions.

All current and historical BATS Chi-X Europe notices, including symbol universe updates, are available online at www.batstrading.co.uk/alerts.

Trade Desk
BATS Chi-X Europe ... Making Markets Better

P: +44.207.012.8901

E: [email protected]

www.batstrading.co.uk

* BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority.

BATS Chi-X Europe: Upcoming changes to Connectivity Pricing for Multicast GRP & SPIN ports, effective 1st July 2013

May 17, 2013 11:48:28

Dear BATS Chi-X Europe Participants

The purpose of this notice is to inform Participants of important changes to the Multicast GRP & SPIN charges previously announced in December 2012. The revised charging structure is outlined below:

GRP & SPIN Fees - Effective 1st July 2013

Trading Participants

* BATS Chi-X Europe Trading Participants will receive one free set* of GRP and SPIN ports.

* Each subsequent set* of GRP and SPIN ports will be charged at GBP400 per month with a cap of GBP5000 per month.

Non-trading Participants

* BATS Chi-X Europe Non-Trading Participants (extranets and vendors) will receive one free set* of GRP and SPIN ports.

* Each subsequent set* of GRP and SPIN ports will be charged at GBP400 per month with a cap of GBP10000 per month.

*GRP & SPIN set: Includes redundant access to all order books, charge applies to GRP A & C ports only, ports B,D & E are included for redundancy without charge.

Connectivity Fees: http://cdn.batstrading.com/resources/participant_resources/BATSEuro_ConnPricing.pdf

Please contact the Trade Desk or your Account Manager if you have any questions.

BATS Chi-X Europe: Upcoming changes to SOR service and updated fee schedules, effective 1st March 2013

February 19, 2013 15:47:00

Dear BATS Chi-X Europe Participants,

BATS Chi-X Europe is pleased to announce the addition of the NasdaqOMX Stockholm market venue as an available destination for BATS Chi-X Europe smart order routing in Norwegian instruments effective Friday, 1st March 2013.

Summary
As of Friday, 1st March 2013 the BATS Chi-X Europe SOR routing service in Norwegian stocks will be available to the following market destinations: BXE, CXE, Turquoise, NasdaqOMX Stockholm and Oslo Bors.
This means that the existing suite of BATS Chi-X Europe Best Execution SOR strategies "BATS Select" - CYCLE, PARALLEL-D, PARALLEL-2D will now access a greater pool of liquidity for Norwegian stocks.

In addition, BATS Chi-X Europe would like to inform Participants of upcoming changes to its fee schedules, summarised below.

Smart Order Routing Fees - Effective Friday, 1st March 2013
As a result of a recent pricing increase on Oslo Bors, smart order routing services via BATS Chi-X Europe to Oslo Bors in Norwegian instruments will be charged at a 2.50bps rate, effective Friday, 1st March 2013.
Any trades executed on NasdaqOMX Stockholm in Norwegian instruments via BATS Chi-X Europe's smart order routing service, will be charged at 0.50bps.

Pricing Summary

* Any quantity executed on NasdaqOMX Stockholm in Norwegian instruments will be charged 0.50bps.

* Any quantity executed on Oslo Bors in Norwegian instruments will be charged 2.50bps

* Any quantity executed on the BATS Chi-X Europe markets (BXE or CXE) in Norwegian instruments will be charged or rebated in line with the standard BATS Chi-X Europe price list.

Exchange Trade Report Fees - Effective Friday, 1st March 2013
BATS Chi-X Europe would also like to inform Participants of upcoming changes to its fee schedules for the Exchange Trade Report service (used by Participants to bring pre-negotiated OTC trades on-exchange). For further detail, please refer to the Pricing flyer below effective Friday, 1st March 2013.

Documentation

* Pricing Flyer Effective Friday, 1st March 2013: http://cdn.batstrading.com/resources/participant_resources/BATSEuro_Pricing_Effective.pdf

Please contact the Trade Desk or your Account Manager if you have any questions.